Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
4K Social Security Database Cleanup Corrects 50 Million RecordsRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 520
    BMO Private Investment Counsel Inc.Toronto, Ontario, Canada · 33,143 clientsWealth managerBank-affiliatedAffiliated broker-dealerBMO Capital Markets Corp., BMO Capital Markets Limited
    BMO Trust 100%
    $40B
  2. 523
    Alpinvest Partners B.V.Amsterdam, Netherlands · 54 clientsPrivate fund adviserHybridAlpinvest Partners LTD., Carlyle Japan Equity Management LLC
    No custodian reported
    $40B
  3. 524
    Bamco, Inc.New York, NY · 45 clientsAsset managerHybridBaron Capital Management UK Limited, Baron Capital, Inc.
    No custodian reported
    $40B
  4. 525
    Trustage Investment ManagementMadison, WI · 349 clientsAsset managerHybridCuna Brokerage Services, Inc.
    State Street 100%
    $39B
  5. 526
    Kayne Anderson Rudnick Investment Management, LLCLos Angeles, CA · 24,735 clientsAsset managerHybridVP Distributors LLC
    Fidelity 51%UBS 49%
    $39B
  6. 528
    EQT Partners Inc.New York, NY · 49 clientsPrivate fund adviserHybridEQT Partners BD, LLC
    No custodian reported
    $39B
  7. 530
    Mason Street Advisors, LLCMilwaukee, WI · 2 clientsAsset managerAffiliated broker-dealerNorthwestern Mutual Investment Services, LLC
    No custodian reported
    $39B
  8. 532
    Alps Advisors, Inc.Denver, CO · 22 clientsAsset managerHybridAlps Distributors, Inc., Alps Portfolio Solutions Distributor, Inc.
    No custodian reported
    $39B
  9. 533
    TCW Investment Management Company LLCLos Angeles, CA · 4,945 clientsAsset managerHybridTCW Asia Limited, TCW Funds Distributors LLC
    UBS 57%J.P. Morgan 27%
    $39B
  10. 535
    Voya Investment Management LLCAtlanta, GA · 9 clientsAsset managerHybridVoya Financial Advisors, Inc., Voya Financial Partners, LLC
    BNY 100%
    $39B
  11. 536
    MS Capital Partners Adviser Inc.New York, NY · 78 clientsPrivate fund adviserHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
    No custodian reported
    $39B
  12. 540
    First Manhattan Co. LLCNew York, NY · 6,294 clientsWealth managerWrap sponsorHybridFirst Manhattan Securities LLC, clears through Pershing
    Pershing 100%
    $38B
  13. 542
    Advice and Planning ServicesNew York, NY · 72,503 clientsBroker-dealer firmHybridNuveen Securities, LLC
    Pershing 100%
    $38B
  14. 544
    Hilltop Securities Asset Management, LLCDallas, TX · 60 clientsAsset managerHybridHilltop Securities Inc., Momentum Independent Network Inc.
    No custodian reported
    $38B
  15. 545
    Nomura Corporate Research and Asset Management IncNew York, NY · 66 clientsAsset managerHybridDelaware Distributors, L.P., Instinet, LLC
    State Street 74%BNY 26%
    $38B
  16. 547
    Voya Retirement Advisors, LLCWindsor, CT · 7,672 clientsAsset managerHybridVoya Financial Advisors, Inc., Voya Financial Partners, LLC
    Voya Instutional Trust 47%
    $37B
  17. 552
    Rockefeller Capital ManagementNew York, NY · 6,490 clientsWealth managerHybridRockefeller Financial LLC
    Fidelity 100%
    $37B
  18. 553
    55ipBoston, MA · 3,522 clientsAsset managerAffiliated broker-dealerJ.P. Morgan Securities LLC
    Fidelity 63%Schwab 37%
    $37B
  19. 554
    Steward Partners Investment Advisory, LLCStamford, CT · 42,763 clientsBroker-dealer firmHybridSteward Partners Investment Solutions, LLC
    Raymond James 100%
    $37B
  20. 555
    Oppenheimer & Co. Inc.New York, NY · 39,036 clientsBroker-dealer firmHybridOppenheimer Europe LTD, Oppenheimer Investments Asia Limited
    Oppenheimer & Co. 100%
    $37B
  21. 559
    Scout Investments, Inc.Kansas City, MO · 328 clientsAsset managerHybridCarillon Fund Distributors, Inc., Cebile Capital LLP
    No custodian reported
    $37B
  22. 565
    Stone Ridge Asset Management LLCNew York, NY · 72 clientsAsset managerHybridOne Vanderbilt Securities LLC
    HSBC Bank USA 100%
    $36B
  23. 566
    Guidestone Capital ManagementDallas, TX · 27 clientsAsset managerAffiliated broker-dealerGuidestone Financial Services
    No custodian reported
    $36B
  24. 568
    Beutel, Goodman & Company LTD.Toronto, ONT., Canada · 1,847 clientsAsset managerAffiliated broker-dealer
    RBC 65%CIBC Mellon 35%
    $36B
  25. 572
    Blackstone Credit Systematic Strategies LLCNew York, NY · 44 clientsAsset managerHybridASK Investment Managers LTD., Blackstone Securities Partners L.P.
    Citi 62%BNY 38%
    $36B
  26. 573
    Clark Capital Management Group IncPhiladelphia, PA · 36,013 clientsWealth managerBank-affiliatedHybridCarillon Fund Distributors, Inc., Cebile Capital LLP
    Assetmark Trust 100%
    $36B
  27. 577
    Eaton Vance Advisers International LTD.London, United Kingdom · 42 clientsAsset managerHybridEaton Vance Distributors, Inc., Eaton Vance Management (international) Limited
    BNY 81%
    $36B
  28. 581
    Exeter Property Group, LLCRadnor, PA · 16 clientsPrivate fund adviserAffiliated broker-dealerEQT Partners BD, LLC
    No custodian reported
    $35B
  29. 584
    Alight Financial Advisors, LLCCharlotte, NC · 195,957 clientsBroker-dealer firmHybridAlight Financial Solutions, LLC, clears through Pershing, Apex Clearing
    No custodian reported
    $35B
  30. 585
    Octagon Credit Investors, LLCNew York, NY · 128 clientsPrivate fund adviserHybridConning Asia Pacific Limited (hong Kong), Conning Asset Management LTD. (UK)
    BNY 62%
    $35B
  31. 586
    Russell InvestmentsSeattle, WA · 105 clientsPrivate fund adviserHybridRussell Investments Financial Services, LLC, Russell Investments Implementation Services, LLC
    State Street 38%Brown Brothers Harriman 36%Northern Trust 25%
    $35B
  32. 587
    Virtus Fixed Income Advisers, LLCHartford, CT · 220 clientsAsset managerHybridVP Distributors LLC
    Citi 100%
    $35B
  33. 588
    Sanctuary Advisors, LLCMiami, FL · 19,540 clientsWealth managerWrap sponsorHybridSanctuary Securities, Inc.
    Pershing 50%Schwab 37%
    $35B
  34. 589
    Schroders Capital Management (US) Inc.New York, NY · 138 clientsPrivate fund adviserHybridSchroder Fund Advisors LLC
    No custodian reported
    $35B
  35. 591
    Stancorp Investment Advisers, Inc.Portland, OR · 96,128 clientsAsset managerHybridStancorp Equities, Inc.
    Reliance Trust 66%Schwab 34%
    $35B
  36. 592
    Brevan Howard US Investment Management LPNew York, NY · 10 clientsPrivate fund adviserHybridBrevan Howard US LLC
    No custodian reported
    $34B
  37. 593
    Rreef America L.L.C.Chicago, IL · 120 clientsAsset managerHybridDWS Distributors, Inc., Deutsche Bank AG
    State Street 36%Northern Trust 33%J.P. Morgan 32%
    $34B
  38. 596
    Old Mission Asset Management LLCChicago, IL · 5 clientsPrivate fund adviserHybridOld Mission Capital, LLC, Old Mission Europe LLP, clears through Goldman Sachs
    No custodian reported
    $34B
  39. 597
    Kayne Anderson Capital Advisors, L.P.Houston, TX · 113 clientsPrivate fund adviserHybridKA Associates, LLC
    BNY 83%
    $34B
  40. 598
    Voya Alternative Asset Management LLCNew York, NY · 56 clientsPrivate fund adviserHybridVoya Financial Advisors, Inc., Voya Financial Partners, LLC
    No custodian reported
    $34B

RIAs by state