Asset manager · LOS Angeles, CA
Kayne Anderson Rudnick Investment Management, LLC
SEC-registered investment adviser · CRD 104599 · SEC 801-24241
At a glance
Kayne Anderson Rudnick Investment Management, LLC is an SEC-registered investment adviser based in LOS Angeles, California, with $39.4 billion in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is investment companies, and it reports 1,995 individual clients. By Form ADV it is a asset manager, ranked 245th of 3,218 asset managers and 526th of 17,210 SEC-registered advisers by assets.
Main office 310-556-2721kayne.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $39B
- Rank among asset managers
- #245 of 3,218
- Rank among all SEC RIAs
- #526 of 17,210
- Rank in California
- #60 of 1,873
- Individual clients
- 1,995
- High-net-worth clients
- 1,409
- Accounts
- 24,735
- Discretionary
- 100% of AUM
- Employees
- 134
- Advisory staff
- 47
- Offices
- 23
Owners and executives on its Form ADV
- Stephen A. RigaliExecutive Managing Director, Management Committee Member
- Jeannine G. VanianChief Operating Officer, Management Committee Member
- George R. AylwardPresident and Chief Executive Officer, Virtus Investment Partners, and Management Committee Member
- Michael A. AngerthalExecutive Vice President and Chief Financial Officer, Virtus Investment Partners
- Michael R. ShoemakerChief Compliance Officer
- Frank LeeChief Administrative Officer
- Andra C. PurkalitisExecutive Vice President and Chief Legal Officer, Virtus Investment Partners
- Craig StoneChief Investment Officer, Management Committee Member
Custody and brokerage
Broker-dealer
Hybrid RIA
Kayne Anderson Rudnick Investment Management, LLC is a hybrid RIA: 22 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: VP Distributors LLC.
- VP Distributors LLC ↗CRD 3036
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names VP Distributors as the broker-dealer its advisers are registered with.
Certain KAR personnel, including certain of its management persons, whose job responsibilities either require or are appropriate for registering as broker -dealer representatives are registered representatives of VPD.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 36 | $14B | 34% |
| Other | 22,509 | $9.3B | 24% |
| High-net-worth individuals | 1,409 | $7.7B | 20% |
| Pension and profit sharing plans | 60 | $2.4B | 6% |
| Pooled investment vehicles | 17 | $1.8B | 5% |
| State or municipal government entities | 19 | $1.3B | 3% |
| Corporations or other businesses | 53 | $1.3B | 3% |
| Charitable organizations | 40 | $819M | 2% |
| Insurance companies | 5 | $496M | 1% |
| Sovereign wealth funds and foreign official institutions | 1 | $485M | 1% |
| Individuals | 586 | $259M | <1% |
Disciplinary disclosures
Kayne Anderson Rudnick Investment Management, LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗kayne.com ↗
AtlasMembers
The full record on Kayne Anderson Rudnick Investment Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 325 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Kayne Anderson Rudnick Investment Management, LLC manage?
Kayne Anderson Rudnick Investment Management, LLC reports $39.4 billion in regulatory assets under management across 24,735 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is Kayne Anderson Rudnick Investment Management, LLC?
Kayne Anderson Rudnick Investment Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Kayne Anderson Rudnick Investment Management, LLC’s clients?
By assets, its largest client types are investment companies ($13.6 billion, 36 clients); other ($9.3 billion, 22,509 clients); high-net-worth individuals ($7.7 billion, 1,409 clients).
Does Kayne Anderson Rudnick Investment Management, LLC have any disciplinary history?
Kayne Anderson Rudnick Investment Management, LLC answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Kayne Anderson Rudnick Investment Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →