Asset manager · Dallas, TX
Hilltop Securities Asset Management, LLC
SEC-registered investment adviser · CRD 110760 · SEC 801-40189
At a glance
Hilltop Securities Asset Management, LLC is an SEC-registered investment adviser based in Dallas, Texas, with $37.7 billion in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is state or municipal government entities. By Form ADV it is a asset manager, ranked 253rd of 3,218 asset managers and 544th of 17,210 SEC-registered advisers by assets.
Main office 214-953-4000hilltopsecurities.comAs filed on Form ADV
- Regulatory AUM
- $38B
- Rank among asset managers
- #253 of 3,218
- Rank among all SEC RIAs
- #544 of 17,210
- Rank in Texas
- #15 of 1,081
- Clients
- 60
- Accounts
- 60
- Discretionary
- 0% of AUM
- Employees
- 31
- Advisory staff
- 13
- Offices
- 4
Owners and executives on its Form ADV
- Joseph Michael EdgeChief Financial Officer
- David King MedanichBoard Manager
- Brian Lane WittnebenSecretary/general Counsel
- Martin Bradley WingesCEO
- Scott Andrew CoyaChief Compliance Officer
- Martin Bradley WingesChairman of the Board
- Mary Ann DundaPresident and Board Member
Custody and brokerage
Custodian
Hilltop Securities Asset Management, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Hilltop Securities Asset Management, LLC is a hybrid RIA: 13 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Hilltop Securities Inc. and Momentum Independent Network Inc..
- Hilltop Securities Inc. ↗CRD 6220
- Momentum Independent Network Inc. ↗CRD 17587
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 60 | $38B | 100% |
Disciplinary disclosures
Hilltop Securities Asset Management, LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for businesses and institutions
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗hilltopsecurities.com ↗
AtlasMembers
The full record on Hilltop Securities Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 335 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Hilltop Securities Asset Management, LLC manage?
Hilltop Securities Asset Management, LLC reports $37.7 billion in regulatory assets under management across 60 accounts, on its Form ADV filed March 26, 2026.
What kind of firm is Hilltop Securities Asset Management, LLC?
Hilltop Securities Asset Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Hilltop Securities Asset Management, LLC’s clients?
By assets, its largest client types are state or municipal government entities ($37.7 billion, 60 clients).
Does Hilltop Securities Asset Management, LLC have any disciplinary history?
Hilltop Securities Asset Management, LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Hilltop Securities Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →