Chief Compliance Officer · Hilltop Securities Asset Management, LLC
Scott Andrew Coya
CRD 2511281 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Hilltop Securities Asset Management, LLC, an SEC-registered asset manager based in Dallas, TX with $37.7 billion in regulatory assets, lists Scott Andrew Coya on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Scott at 2 other registered advisers.
Firms and roles
- Hilltop Securities Asset Management, LLCChief Compliance OfficerAsset manager · Dallas, TX · $38B in regulatory assets
- Hilltop Securities Inc.Chief Compliance OfficerBroker-dealer firm · Dallas, TX · $2.5B in regulatory assets
- Momentum Independent Network Inc.Chief Compliance OfficerBroker-dealer firm · Dallas, TX · $1.6B in regulatory assets
AtlasMembers
Scott’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Joseph Michael EdgeChief Financial Officer, Hilltop Securities Asset Management, LLC
- David King MedanichBoard Manager, Hilltop Securities Asset Management, LLC
- Brian Lane WittnebenSecretary/general Counsel, Hilltop Securities Asset Management, LLC
- Martin Bradley WingesCEO, Hilltop Securities Asset Management, LLC
- Mary Ann DundaPresident and Board Member, Hilltop Securities Asset Management, LLC
6 more people named with Scott on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Scott’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.