Adviser and broker representative · Hilltop Securities Asset Management, LLC
Lance T. Flores
CRD 6059755 · Dallas, TX
At a glance
Lance T. Flores is an investment adviser representative with Hilltop Securities Asset Management, LLC in Dallas, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Lance’s SEC record dates to 2016, about 10 years ago. Lance is also registered as a broker representative.
Current advisory firm
- Hilltop Securities Asset Management, LLCSince January 2024Dallas, TX · $38B in regulatory assets
SEC adviser record
- Registered since
- 2016 (10 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Lance’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.