Private fund adviser · New York, NY
Schroders Capital Management (US) Inc.
SEC-registered investment adviser · CRD 145194 · SEC 801-69112
At a glance
Schroders Capital Management (US) Inc. is an SEC-registered investment adviser based in New York, New York, with $34.6 billion in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 226th of 4,686 private fund advisers and 589th of 17,210 SEC-registered advisers by assets.
Main office 212-488-5330schroderscapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $35B
- Rank among private fund advisers
- #226 of 4,686
- Rank among all SEC RIAs
- #589 of 17,210
- Rank in New York
- #151 of 2,591
- Clients
- 138
- Accounts
- 148
- Discretionary
- 94% of AUM
- Employees
- 163
- Advisory staff
- 90
- Offices
- 1
Owners and executives on its Form ADV
- Rainer M. EnderDirector and President
- Nils (. RodeChief Investment Officer
- Lee A. GardellaDirector and Secretary
- Timothy S. CreedHead of Private Equity's Investments
- Georg F. WunderlinGlobal Head of Schroders Capital, Chairman of the Board
- Dirk N. DillingerHead of Finance
- Sven M. GasserChief Operation Officer, Private Equity
- Stephanie (. AldagGeneral Counsel Private Equity
- Aikaterini N. RigouliaHead of Compliance, Private Equity (CCO)
- Benjamin J. AltHead of Global Private Equity Portfolios
- Stefan K. FuchsMember of the Board
- Christa B. Janjic-MartiMember of the Board
Custody and brokerage
Custodian
Schroders Capital Management (US) Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Schroders Capital Management (US) Inc. is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Schroder Fund Advisors LLC.
- Schroder Fund Advisors LLC ↗CRD 24129
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
Its Form ADV brochure (filed March 2026) names Schroder Fund Advisors as the broker-dealer its advisers are registered with.
One employee of Schroder Investment Management North America Inc. is registered representatives of a broker-dealer, Schroder Fund Advisors LLC .
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 69 | $20B | 58% |
| Pension and profit sharing plans | 43 | $9.6B | 28% |
| Corporations or other businesses | 14 | $2.8B | 8% |
| Insurance companies | – | $1.1B | 3% |
| State or municipal government entities | 6 | $524M | 2% |
| Banking or thrift institutions | – | $243M | <1% |
| High-net-worth individuals | – | $185M | <1% |
| Investment companies | 6 | $126M | <1% |
Private funds
Schroders Capital Management (US) Inc. reports 66 private funds with $15B in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Schroders Capital Management (US) Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗schroderscapital.com ↗
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The full record on Schroders Capital Management (US) Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- 13 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Schroders Capital Management (US) Inc. manage?
Schroders Capital Management (US) Inc. reports $34.6 billion in regulatory assets under management across 148 accounts, 94% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is Schroders Capital Management (US) Inc.?
Schroders Capital Management (US) Inc. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Schroders Capital Management (US) Inc.’s clients?
By assets, its largest client types are pooled investment vehicles ($20.0 billion, 69 clients); pension and profit sharing plans ($9.6 billion, 43 clients); corporations or other businesses ($2.8 billion, 14 clients).
Does Schroders Capital Management (US) Inc. manage private funds?
Yes. It reports 66 private funds with $14.5 billion in gross assets, including private equity funds.
Does Schroders Capital Management (US) Inc. have any disciplinary history?
Schroders Capital Management (US) Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Schroders Capital Management (US) Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →