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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sherman, TX

Every SEC-registered investment adviser representative at a firm office in Sherman, with the firms that employ the most of them.

The short answer

36 registered advisors work in Sherman; the most are at LPL Financial LLC (9). 4 list the CFP designation and 35 are also registered broker representatives.

Firms with the most advisors in Sherman

FirmAdvisors in Sherman
LPL Financial LLC news9
Wells Fargo Clearing Services, LLC news9
Edward Jones news4
Hilltop Securities Inc.3
State Farm Investment Management Corp.3
J.P. Morgan Securities LLC news2
MML Investors Services, LLC2
Cambridge Investment Research Advisors, Inc. news1
Kestra Advisory Services, LLC news1
Main Street Asset Managment1
United Planners' Financial Services Of America A Limited Partner1

Advisors in Sherman, A to Z

CFP advisors in Sherman →

Other cities in Texas

All of Texas →

Houston 4,763Dallas 3,908Austin 3,508Plano 3,160San Antonio 1,771Fort Worth 1,645Westlake 1,460Frisco 765The Woodlands 552Southlake 325Sugar Land 309El Paso 251McKinney 226Lubbock 219Katy 218Tyler 199Arlington 197Irving 190Richardson 189Corpus Christi 173Spring 163Amarillo 153Addison 139Allen 139

Questions

How many financial advisors are in Sherman, TX?

36 investment adviser representatives are registered at firm offices in Sherman, Texas, according to the SEC's Investment Adviser Public Disclosure records. 35 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Sherman?

LPL Financial LLC, with 9 registered advisors in Sherman, followed by Wells Fargo Clearing Services, LLC with 9.

How do I check a financial advisor in Sherman?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.