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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rosenberg, TX

Every SEC-registered investment adviser representative at a firm office in Rosenberg, with the firms that employ the most of them.

The short answer

11 registered advisors work in Rosenberg; the most are at J.P. Morgan Securities LLC (2). 0 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in Rosenberg

FirmAdvisors in Rosenberg
J.P. Morgan Securities LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Strategic Advisers LLC2
Cetera Investment Advisers LLC news1
Edward Jones news1
LPL Financial LLC news1
State Farm Investment Management Corp.1
Wells Fargo Clearing Services, LLC news1

Advisors in Rosenberg, A to Z

Search all of Texas →

Other cities in Texas

All of Texas →

Houston 4,763Dallas 3,908Austin 3,508Plano 3,160San Antonio 1,771Fort Worth 1,645Westlake 1,460Frisco 765The Woodlands 552Southlake 325Sugar Land 309El Paso 251McKinney 226Lubbock 219Katy 218Tyler 199Arlington 197Irving 190Richardson 189Corpus Christi 173Spring 163Amarillo 153Addison 139Allen 139

Questions

How many financial advisors are in Rosenberg, TX?

11 investment adviser representatives are registered at firm offices in Rosenberg, Texas, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Rosenberg?

J.P. Morgan Securities LLC, with 2 registered advisors in Rosenberg, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 2.

How do I check a financial advisor in Rosenberg?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.