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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Richmond, TX

Every SEC-registered investment adviser representative at a firm office in Richmond, with the firms that employ the most of them.

50 registered advisors work in Richmond; the most are at Strategic Advisers LLC (11). 8 list the CFP designation and 41 are also registered broker representatives.

Firms with the most advisors in Richmond

FirmAdvisors in Richmond
Strategic Advisers LLC11
Edward Jones news6
LPL Financial LLC news4
Empower Advisory Group, LLC3
State Farm Investment Management Corp.3
Charles Schwab & Co., Inc. news2
J.P. Morgan Securities LLC news2
Mercer Global Advisors Inc.2
Osaic Wealth, Inc. news2
Pfs Investments Inc.2
Advisory Services Network1
Ameriprise Financial Services, LLC news1
Blueprism Wealth Management LLC1
Cetera Investment Advisers LLC news1
Equitable Advisors, LLC news1
Frost Investment Services1
Gradient Advisors, LLC1
LPL Enterprise, LLC news1
M&A Wealth1
Mutual Advisors, LLC1
Oppenheimer & Co. Inc. news1
Pegasus Wealth Management1
Wells Fargo Clearing Services, LLC news1

Advisors in Richmond, A to Z

CFP advisors in Richmond →

Other cities in Texas

All of Texas →

Houston 4,722Dallas 3,888Austin 3,485Plano 3,132San Antonio 1,754Fort Worth 1,631Westlake 1,473Frisco 758The Woodlands 540Southlake 325Sugar Land 305El Paso 249McKinney 245Katy 219Lubbock 217Arlington 200Irving 193Tyler 190Richardson 181Corpus Christi 173Spring 157Amarillo 150Addison 148Allen 140

Questions

How many financial advisors are in Richmond, TX?

50 investment adviser representatives are registered at firm offices in Richmond, Texas, according to the SEC's Investment Adviser Public Disclosure records. 41 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in Richmond?

Strategic Advisers LLC, with 11 registered advisors in Richmond, followed by Edward Jones with 6.

How do I check a financial advisor in Richmond?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.