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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rcihmond, KY

Every SEC-registered investment adviser representative at a firm office in Rcihmond, with the firms that employ the most of them.

1 registered advisors work in Rcihmond; the most are at Raymond James Financial Services Advisors, Inc. (1). 0 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Rcihmond

FirmAdvisors in Rcihmond
Raymond James Financial Services Advisors, Inc. news1

Advisors in Rcihmond, A to Z

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Louisville 1,185Covington 629Lexington 572Bowling Green 96Owensboro 73Florence 72Paducah 67Elizabethtown 45Fort Wright 44Independence 43Fort Mitchell 38Henderson 34Union 31Prospect 29Richmond 27Danville 26Fort Thomas 25Crestview Hills 24Bardstown 23Edgewood 23Nicholasville 23Alexandria 21Hebron 21Ashland 20

Questions

How many financial advisors are in Rcihmond, KY?

1 investment adviser representatives are registered at firm offices in Rcihmond, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Rcihmond?

Raymond James Financial Services Advisors, Inc., with 1 registered advisors in Rcihmond.

How do I check a financial advisor in Rcihmond?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.