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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Dixon, KY

Every SEC-registered investment adviser representative at a firm office in Dixon, with the firms that employ the most of them.

The short answer

2 registered advisors work in Dixon; the most are at LPL Financial LLC (1). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Dixon

FirmAdvisors in Dixon
LPL Financial LLC news1
Thrivent Investment Management Inc.1

Advisors in Dixon, A to Z

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Other cities in Kentucky

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Louisville 1,184Covington 630Lexington 572Bowling Green 96Owensboro 73Florence 72Paducah 67Elizabethtown 45Fort Wright 44Independence 42Fort Mitchell 38Henderson 34Union 31Prospect 29Richmond 27Danville 26Fort Thomas 25Crestview Hills 24Bardstown 23Edgewood 23Nicholasville 23Hebron 22Alexandria 21Ashland 20

Questions

How many financial advisors are in Dixon, KY?

2 investment adviser representatives are registered at firm offices in Dixon, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Dixon?

LPL Financial LLC, with 1 registered advisors in Dixon, followed by Thrivent Investment Management Inc. with 1.

How do I check a financial advisor in Dixon?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.