Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Spirit Lake, IA

Every SEC-registered investment adviser representative at a firm office in Spirit Lake, with the firms that employ the most of them.

The short answer

12 registered advisors work in Spirit Lake; the most are at Ameriprise Financial Services, LLC (3). 1 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in Spirit Lake

FirmAdvisors in Spirit Lake
Ameriprise Financial Services, LLC news3
Edward Jones news3
LPL Financial LLC news2
Insight Securities, Inc.1
Raymond James Financial Services Advisors, Inc. news1
Royal Fund Management, LLC1
State Farm Investment Management Corp.1

Advisors in Spirit Lake, A to Z

CFP advisors in Spirit Lake →

Other cities in Iowa

All of Iowa →

West Des Moines 760Cedar Rapids 405Des Moines 400Urbandale 252Dubuque 180Davenport 162Bettendorf 106Fairfield 106Clive 87Waterloo 72Ankeny 71Cedar Falls 71Iowa City 66Hiawatha 62Sioux City 61Johnston 59Ames 54Coralville 51Waverly 39Pella 34Clinton 31Spencer 30Marion 28Council Bluffs 25

Questions

How many financial advisors are in Spirit Lake, IA?

12 investment adviser representatives are registered at firm offices in Spirit Lake, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Spirit Lake?

Ameriprise Financial Services, LLC, with 3 registered advisors in Spirit Lake, followed by Edward Jones with 3.

How do I check a financial advisor in Spirit Lake?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.