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Broker-dealer firm · Highland Park, IL

Insight Securities, Inc.

SEC-registered investment adviser · CRD 5611 · SEC 801-12999

At a glance

Insight Securities, Inc. is an SEC-registered investment adviser based in Highland Park, Illinois, with $4 million in regulatory assets under management as of its Form ADV filed September 30, 2026. Its largest client group by assets is individuals, and it reports 12 individual clients. By Form ADV it is a broker-dealer firm, ranked 359th of 391 broker-dealer firms and 16,377th of 17,210 SEC-registered advisers by assets.

Main office 224-632-4700insightamericas.netAs filed on Form ADV

Regulatory AUM
$4M
Rank among broker-dealer firms
#359 of 391
Rank among all SEC RIAs
#16,377 of 17,210
Rank in Illinois
#656 of 684
Individual clients
12
High-net-worth clients
0
Accounts
12
Discretionary
100% of AUM
Employees
25
Advisory staff
14
Offices
6

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Insight Securities, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Insight Securities, Inc. is a hybrid RIA: 15 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.

Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Individuals12$4M100%

Disciplinary disclosures

Insight Securities, Inc. answers yes to 7 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Portfolio management for businesses and institutions
  • Selecting other advisers

How it’s paid

  • A percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Commissions

Form ADV and brochures on the SEC’s adviser search ↗insightamericas.net ↗

AtlasMembers

The full record on Insight Securities, Inc.

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
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Growth over one, three and five years
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Rank against 268 peers of its type and size
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Owners and executives, with titles and stakes
4 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Insight Securities, Inc. manage?

Insight Securities, Inc. reports $4 million in regulatory assets under management across 12 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 30, 2026.

What kind of firm is Insight Securities, Inc.?

Insight Securities, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.

Who are Insight Securities, Inc.’s clients?

By assets, its largest client types are individuals ($4 million, 12 clients).

Does Insight Securities, Inc. have any disciplinary history?

Insight Securities, Inc. answers yes to 7 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Insight Securities, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →