President · Precise Investment Management, Inc.
Carlos Javier Legaspy
CRD 2148751 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Precise Investment Management, Inc., an SEC-registered asset manager based in Highland Park, IL with $349 million in regulatory assets, lists Carlos Javier Legaspy on its Form ADV as President, a control person. The SEC filings also name Carlos at 1 other registered adviser.
Firms and roles
- Precise Investment Management, Inc.PresidentAsset manager · Highland Park, IL · $349M in regulatory assets
- Insight Securities, Inc.Principal, President, CEOBroker-dealer firm · Highland Park, IL · $4M in regulatory assets
AtlasMembers
Carlos’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Myrna E. ChaviraPresident, Precise Investment Management, Inc.
- James J KimChief Compliance Officer, Precise Investment Management, Inc.
- Michael Joseph Mr. MakulaCFO, Finop, Insight Securities, Inc.
- Omar James GaafarCOO, Insight Securities, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carlos’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.