Financial ADVSR advisor directory · SEC adviser records
United Capital Financial Advisors financial advisors in California
Every SEC-registered investment adviser representative at a United Capital Financial Advisors office in California, by city and A to Z.
The short answer
19 registered advisors work at United Capital Financial Advisors in California, out of 149 nationwide; it's the firm's number 1 state by advisors, and the most are in Larkspur (4). 8 list the CFP designation and 2 are also registered broker representatives.
United Capital Financial Advisors advisors by city in California
Every firm in California →Larkspur 4Los Angeles 3San Diego 3Newport Beach 2Palm Desert 2Carlsbad 1Modesto 1Santa Ana 1Walnut Creek 1
United Capital Financial Advisors advisors in California, A to Z
Search by name →- Anthony J. AndolinoSanta Ana
- Ryan W. BergmannPalm Desert · Certified Financial Planner
- Kathleen H. FanelliWalnut Creek · Certified Financial Planner
- Brian FrackLarkspur · Certified Financial Planner
- Daniel M. GablerLos Angeles
- Charles M. HaynorLarkspur · Chartered Financial Analyst
- Nichole M. HortonNewport Beach · Chartered Financial Consultant
- Erik G. JensenPalm Desert · Certified Financial Planner
- Chahati L. LancasterSan Diego · Certified Financial Planner
- Reid S. MilesLarkspur · Certified Financial Planner
- James B. OlmoreCarlsbad · Certified Financial Planner
- Geoffrey S. PaulLos Angeles
- Steven L. PayneSan Diego · Certified Financial Planner
- James L. RehfeldLos Angeles
- James F. Rivers Jr.Newport Beach
- Charles C. SommerLarkspur
- Michael-Alexander B. UfkesLos Angeles
- Morgan J. WamSan Diego
- Andrew S. WolfModesto
United Capital Financial Advisors advisors in every state →United Capital Financial Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →
United Capital Financial Advisors in other states
Texas 16Florida 11Pennsylvania 11New York 10Tennessee 10Indiana 9Washington 8Colorado 7Virginia 7Georgia 5Arizona 4Illinois 4North Carolina 4Iowa 3Massachusetts 3New Mexico 3
Questions
How many United Capital Financial Advisors financial advisors are in California?
19 investment adviser representatives are registered at United Capital Financial Advisors offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 149 at the firm nationwide. 8 list the CFP designation and 2 are also registered as broker representatives.
Where in California does United Capital Financial Advisors have the most advisors?
Larkspur, with 4, then Los Angeles (3). United Capital Financial Advisors has advisors in 9 cities in California.
How do I check a United Capital Financial Advisors advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the United Capital Financial Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.