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Financial ADVSR advisor directory · SEC adviser records

United Capital Financial Advisors financial advisors in New York

Every SEC-registered investment adviser representative at a United Capital Financial Advisors office in New York, by city and A to Z.

The short answer

8 registered advisors work at United Capital Financial Advisors in New York, out of 149 nationwide; it's the firm's number 5 state by advisors, and the most are in Buffalo (3). 6 list the CFP designation and 1 are also registered broker representatives.

United Capital Financial Advisors advisors by city in New York

Every firm in New York →

Buffalo 3New York 2Bethpage 1Clifton Park 1Cold Spring Harbor 1East Northport 1Eastchester 1

United Capital Financial Advisors advisors in New York, A to Z

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United Capital Financial Advisors advisors in every state →United Capital Financial Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →

United Capital Financial Advisors in other states

California 18Texas 16Florida 11Pennsylvania 11Tennessee 10Indiana 9Washington 8Colorado 7Virginia 7Georgia 5Arizona 4Illinois 4North Carolina 4Iowa 3Massachusetts 3New Mexico 3

Questions

How many United Capital Financial Advisors financial advisors are in New York?

8 investment adviser representatives are registered at United Capital Financial Advisors offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 149 at the firm nationwide. 6 list the CFP designation and 1 are also registered as broker representatives.

Where in New York does United Capital Financial Advisors have the most advisors?

Buffalo, with 3, then New York (2). United Capital Financial Advisors has advisors in 7 cities in New York.

How do I check a United Capital Financial Advisors advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the United Capital Financial Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.