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Financial ADVSR advisor directory · SEC adviser records

United Capital Financial Advisors financial advisors in New Mexico

Every SEC-registered investment adviser representative at a United Capital Financial Advisors office in New Mexico, by city and A to Z.

The short answer

3 registered advisors work at United Capital Financial Advisors in New Mexico, out of 149 nationwide; it's the firm's number 17 state by advisors, and the most are in Albuquerque (3). 2 list the CFP designation and 0 are also registered broker representatives.

United Capital Financial Advisors advisors by city in New Mexico

Every firm in New Mexico →

Albuquerque 3

United Capital Financial Advisors advisors in New Mexico, A to Z

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United Capital Financial Advisors advisors in every state →United Capital Financial Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →

United Capital Financial Advisors in other states

California 18Texas 16Florida 11Pennsylvania 11New York 10Tennessee 10Indiana 9Washington 8Colorado 7Virginia 7Georgia 5Arizona 4Illinois 4North Carolina 4Iowa 3Massachusetts 3

Questions

How many United Capital Financial Advisors financial advisors are in New Mexico?

3 investment adviser representatives are registered at United Capital Financial Advisors offices in New Mexico, according to the SEC's Investment Adviser Public Disclosure records, out of 149 at the firm nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Where in New Mexico does United Capital Financial Advisors have the most advisors?

Albuquerque, with 3. United Capital Financial Advisors has advisors in 1 city in New Mexico.

How do I check a United Capital Financial Advisors advisor in New Mexico?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the United Capital Financial Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.