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Financial ADVSR advisor directory · SEC adviser records

United Capital Financial Advisors financial advisors in North Carolina

Every SEC-registered investment adviser representative at a United Capital Financial Advisors office in North Carolina, by city and A to Z.

The short answer

4 registered advisors work at United Capital Financial Advisors in North Carolina, out of 149 nationwide; it's the firm's number 14 state by advisors, and the most are in Charlotte (4). 2 list the CFP designation and 0 are also registered broker representatives.

United Capital Financial Advisors advisors by city in North Carolina

Every firm in North Carolina →

Charlotte 4

United Capital Financial Advisors advisors in North Carolina, A to Z

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United Capital Financial Advisors advisors in every state →United Capital Financial Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →

United Capital Financial Advisors in other states

California 18Texas 16Florida 11Pennsylvania 11New York 10Tennessee 10Indiana 9Washington 8Colorado 7Virginia 7Georgia 5Arizona 4Illinois 4Iowa 3Massachusetts 3New Mexico 3

Questions

How many United Capital Financial Advisors financial advisors are in North Carolina?

4 investment adviser representatives are registered at United Capital Financial Advisors offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 149 at the firm nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Where in North Carolina does United Capital Financial Advisors have the most advisors?

Charlotte, with 4. United Capital Financial Advisors has advisors in 1 city in North Carolina.

How do I check a United Capital Financial Advisors advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the United Capital Financial Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.