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Financial ADVSR advisor directory · SEC adviser records

United Capital Financial Advisors financial advisors in Buffalo, NY

Every SEC-registered investment adviser representative at a United Capital Financial Advisors office in Buffalo, A to Z.

The short answer

3 registered advisors work at United Capital Financial Advisors in Buffalo, out of 149 at the firm nationwide; it ranks number 26 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.

United Capital Financial Advisors advisors in Buffalo, A to Z

Every United Capital Financial Advisors advisor →

United Capital Financial Advisors advisors in every city and state →United Capital Financial Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →

United Capital Financial Advisors advisors in other cities

Irving, TX 9Seattle, WA 7Memphis, TN 6Fort Collins, CO 5Indianapolis, IN 5The Woodlands, TX 5Atlanta, GA 4Brentwood, TN 4Carnegie, PA 4Charlotte, NC 4Fort Lauderdale, FL 4Larkspur, CA 4Los Angeles, CA 4Albuquerque, NM 3Bettendorf, IA 3

Other firms in Buffalo

All Buffalo advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 43LPL Financial LLC 35Hsbc Securities (USA) Inc. 30UBS Financial Services Inc. 27Park Avenue Securities LLC 20Raymond James Financial Services Advisors, Inc. 19Cetera Investment Advisers LLC 15Morgan Stanley 14Trubee Wealth Advisors, Inc. 13Sandhill Investment Management 11Courier Capital, LLC 10Lawley Retirement Advisors 10

Questions

How many financial advisors does United Capital Financial Advisors have in Buffalo?

3 investment adviser representatives are registered at United Capital Financial Advisors offices in Buffalo, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 149 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Is United Capital Financial Advisors one of the largest advisor employers in Buffalo?

United Capital Financial Advisors ranks number 26 in Buffalo by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 43.

How do I check a United Capital Financial Advisors advisor in Buffalo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the United Capital Financial Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.