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Financial ADVSR advisor directory · SEC adviser records

United Capital Financial Advisors financial advisors in The Woodlands, TX

Every SEC-registered investment adviser representative at a United Capital Financial Advisors office in The Woodlands, A to Z.

The short answer

5 registered advisors work at United Capital Financial Advisors in The Woodlands, out of 149 at the firm nationwide; it ranks number 32 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

United Capital Financial Advisors advisors in The Woodlands, A to Z

Every United Capital Financial Advisors advisor →

United Capital Financial Advisors advisors in every city and state →United Capital Financial Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →

United Capital Financial Advisors advisors in other cities

Irving, TX 9Seattle, WA 7Memphis, TN 6Fort Collins, CO 5Indianapolis, IN 5Atlanta, GA 4Brentwood, TN 4Carnegie, PA 4Charlotte, NC 4Fort Lauderdale, FL 4Larkspur, CA 4Los Angeles, CA 4Albuquerque, NM 3Bettendorf, IA 3Boca Raton, FL 3

Other firms in The Woodlands

All The Woodlands advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 68Wells Fargo Clearing Services, LLC 29Strategic Advisers LLC 23Morgan Stanley 20Edward Jones 18Charles Schwab & Co., Inc. 17J.P. Morgan Securities LLC 17Raymond James Financial Services Advisors, Inc. 17Rhame & Gorrell Wealth Management 17UBS Financial Services Inc. 17LPL Financial LLC 15Ameriprise Financial Services, LLC 14

Questions

How many financial advisors does United Capital Financial Advisors have in The Woodlands?

5 investment adviser representatives are registered at United Capital Financial Advisors offices in The Woodlands, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 149 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is United Capital Financial Advisors one of the largest advisor employers in The Woodlands?

United Capital Financial Advisors ranks number 32 in The Woodlands by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 68.

How do I check a United Capital Financial Advisors advisor in The Woodlands?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the United Capital Financial Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.