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Financial ADVSR advisor directory · SEC adviser records

United Capital Financial Advisors financial advisors in Los Angeles, CA

Every SEC-registered investment adviser representative at a United Capital Financial Advisors office in Los Angeles, A to Z.

The short answer

4 registered advisors work at United Capital Financial Advisors in Los Angeles, out of 149 at the firm nationwide; it ranks number 88 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

United Capital Financial Advisors advisors in Los Angeles, A to Z

Every United Capital Financial Advisors advisor →

United Capital Financial Advisors advisors in every city and state →United Capital Financial Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →

United Capital Financial Advisors advisors in other cities

Irving, TX 9Seattle, WA 7Memphis, TN 6Fort Collins, CO 5Indianapolis, IN 5The Woodlands, TX 5Atlanta, GA 4Brentwood, TN 4Carnegie, PA 4Charlotte, NC 4Fort Lauderdale, FL 4Larkspur, CA 4Albuquerque, NM 3Bettendorf, IA 3Boca Raton, FL 3

Other firms in Los Angeles

All Los Angeles advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55

Questions

How many financial advisors does United Capital Financial Advisors have in Los Angeles?

4 investment adviser representatives are registered at United Capital Financial Advisors offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 149 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is United Capital Financial Advisors one of the largest advisor employers in Los Angeles?

United Capital Financial Advisors ranks number 88 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.

How do I check a United Capital Financial Advisors advisor in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the United Capital Financial Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.