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Financial ADVSR advisor directory · SEC adviser records

United Capital Financial Advisors financial advisors in Memphis, TN

Every SEC-registered investment adviser representative at a United Capital Financial Advisors office in Memphis, A to Z.

The short answer

6 registered advisors work at United Capital Financial Advisors in Memphis, out of 149 at the firm nationwide; it ranks number 35 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

United Capital Financial Advisors advisors in Memphis, A to Z

Every United Capital Financial Advisors advisor →

United Capital Financial Advisors advisors in every city and state →United Capital Financial Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →

United Capital Financial Advisors advisors in other cities

Irving, TX 9Seattle, WA 7Fort Collins, CO 5Indianapolis, IN 5The Woodlands, TX 5Atlanta, GA 4Brentwood, TN 4Carnegie, PA 4Charlotte, NC 4Fort Lauderdale, FL 4Larkspur, CA 4Los Angeles, CA 4Albuquerque, NM 3Bettendorf, IA 3Boca Raton, FL 3

Other firms in Memphis

All Memphis advisors →

Raymond James & Associates, Inc. 111MML Investors Services, LLC 59LPL Financial LLC 58Merrill Lynch, Pierce, Fenner & Smith Incorporated 32UBS Financial Services Inc. 32Raymond James Financial Services Advisors, Inc. 26Wells Fargo Clearing Services, LLC 25Morgan Stanley 21Stephens 21Duncan Williams Asset Management, LLC 15Legacy Wealth Management, LLC 15Kelman Lazarov Inc. 12

Questions

How many financial advisors does United Capital Financial Advisors have in Memphis?

6 investment adviser representatives are registered at United Capital Financial Advisors offices in Memphis, Tennessee, according to the SEC's Investment Adviser Public Disclosure records, out of 149 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is United Capital Financial Advisors one of the largest advisor employers in Memphis?

United Capital Financial Advisors ranks number 35 in Memphis by registered advisors; Raymond James & Associates, Inc. has the most, with 111.

How do I check a United Capital Financial Advisors advisor in Memphis?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the United Capital Financial Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.