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Financial ADVSR advisor directory · SEC adviser records

United Capital Financial Advisors financial advisors in Seattle, WA

Every SEC-registered investment adviser representative at a United Capital Financial Advisors office in Seattle, A to Z.

The short answer

7 registered advisors work at United Capital Financial Advisors in Seattle, out of 149 at the firm nationwide; it ranks number 44 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.

United Capital Financial Advisors advisors in Seattle, A to Z

Every United Capital Financial Advisors advisor →

United Capital Financial Advisors advisors in every city and state →United Capital Financial Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →

United Capital Financial Advisors advisors in other cities

Irving, TX 9Memphis, TN 6Fort Collins, CO 5Indianapolis, IN 5The Woodlands, TX 5Atlanta, GA 4Brentwood, TN 4Carnegie, PA 4Charlotte, NC 4Fort Lauderdale, FL 4Larkspur, CA 4Los Angeles, CA 4Albuquerque, NM 3Bettendorf, IA 3Boca Raton, FL 3

Other firms in Seattle

All Seattle advisors →

Morgan Stanley 144Merrill Lynch, Pierce, Fenner & Smith Incorporated 123Wells Fargo Clearing Services, LLC 113Brighton Jones LLC 104J.P. Morgan Securities LLC 95LPL Financial LLC 74UBS Financial Services Inc. 74RBC Capital Markets, LLC 64Edward Jones 61Robert W. Baird & Co. Incorporated 58D.A. Davidson & Co. 51Strategic Advisers LLC 51

Questions

How many financial advisors does United Capital Financial Advisors have in Seattle?

7 investment adviser representatives are registered at United Capital Financial Advisors offices in Seattle, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 149 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Is United Capital Financial Advisors one of the largest advisor employers in Seattle?

United Capital Financial Advisors ranks number 44 in Seattle by registered advisors; Morgan Stanley has the most, with 144.

How do I check a United Capital Financial Advisors advisor in Seattle?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the United Capital Financial Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.