Adviser and broker representative · United Capital Financial Advisors
Nichole M. Horton
CRD 4827615 · Newport Beach, CA
At a glance
Nichole M. Horton is an investment adviser representative with United Capital Financial Advisors in Newport Beach, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Nichole’s SEC record dates to 2025, about 1 years ago. Nichole is also registered as a broker representative. Designations on file: Chartered Financial Consultant.
Current advisory firm
- United Capital Financial AdvisorsSince January 2025Newport Beach, CA · $25B in regulatory assets
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Nichole’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.