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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Mountain Brk, AL

Every SEC-registered investment adviser representative at a firm office in Mountain Brk, with the firms that employ the most of them.

The short answer

4 registered advisors work in Mountain Brk; the most are at Wells Fargo Advisors Financial Network, LLC (3). 0 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Mountain Brk

FirmAdvisors in Mountain Brk
Wells Fargo Advisors Financial Network, LLC news3
Forager Capital Management, LLC1

Advisors in Mountain Brk, A to Z

Search all of Alabama →

Other cities in Alabama

All of Alabama →

Birmingham 1,180Huntsville 333Mobile 257Montgomery 179Tuscaloosa 120Fairhope 111Vestavia Hills 109Hoover 87Dothan 80Florence 72Homewood 60Decatur 52Auburn 46Daphne 45Gadsden 41Madison 41Opelika 37Vestavia 30Anniston 25Cullman 25Mountain Brook 22Prattville 16Foley 15Trussville 15

Questions

How many financial advisors are in Mountain Brk, AL?

4 investment adviser representatives are registered at firm offices in Mountain Brk, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Mountain Brk?

Wells Fargo Advisors Financial Network, LLC, with 3 registered advisors in Mountain Brk, followed by Forager Capital Management, LLC with 1.

How do I check a financial advisor in Mountain Brk?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.