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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

1,873 firms manage $23.7 trillionCalifornia

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 8965
    Ostrofe Financial Consultants IncGrass Valley, CA · 568 clientsWealth managerHybrid
    Pershing 100%
    $386M
  2. 8994
    Ketron Financial LLCNovato, CA · 262 clientsWealth managerHybrid
    Schwab 100%
    $384M
  3. 8996
    Architect EquityEl Segundo, CA · 4 clientsPrivate fund adviser
    No custodian reported
    $384M
  4. 9000
    ATS Wealth ManagementSan Diego, CA · 471 clientsWealth managerHybrid
    Schwab 100%
    $384M
  5. 9009
    Claraphi Advisory Network, LLCAliso Viejo, CA · 1,504 clientsWealth manager
    No custodian reported
    $383M
  6. 9017
    Sonoma Brands CapitalSonoma, CA · 8 clientsPrivate fund adviser
    No custodian reported
    $382M
  7. 9022
    WWM FinancialCarslbad, CA · 570 clientsWealth manager
    Schwab 100%
    $382M
  8. 9043
    Triton Pacific Healthcare Partners, LLCSan Juan Capistrano, CA · 5 clientsPrivate fund adviserAffiliated broker-dealerTriton Pacific Securities, LLC
    No custodian reported
    $380M
  9. 9087
    Daiwa Capital Management Silicon Valley Inc.Palo Alto, CA · 2 clientsPrivate fund adviserAffiliated broker-dealerDaiwa Securities Co. LTD.
    No custodian reported
    $376M
  10. 9094
    Marin Bay Wealth Advisors, LLCSan Anselmo, CA · 133 clientsWealth managerWrap sponsor
    Schwab 100%
    $376M
  11. 9106
    Harrington Investments, Inc.Napa, CA · 115 clientsWealth manager
    Schwab 100%
    $375M
  12. 9121
    Torren Management, LLCSan Diego, CA · 8 clientsWealth manager
    Fidelity 100%
    $373M
  13. 9139
    Pacific Wealth ManagementSan Diego, CA · 209 clientsWealth manager
    Schwab 100%
    $372M
  14. 9143
    Guggenheim Wealth Solutions, LLCSanta Monica, CA · 233 clientsAsset managerHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
    Morgan Stanley 87%
    $371M
  15. 9147
    Orion Capital Management LLCCoronado, CA · 163 clientsWealth manager
    Schwab 100%
    $371M
  16. 9154
    Atala Financial IncCalabasas, CA · 68 clientsWealth manager
    Wells Fargo 100%
    $371M
  17. 9160
    Catalyst Private Wealth, LLCSan Mateo, CA · 524 clientsWealth managerHybrid
    Schwab 100%
    $370M
  18. 9161
    WealthspringLong Beach, CA · 409 clientsWealth managerHybrid
    Fidelity 100%
    $370M
  19. 9165
    Willow Grove Advisors, LLCBerkeley, CA · 194 clientsWealth managerWrap sponsor
    Fidelity 93%
    $370M
  20. 9168
    Menlo Advisors LLCMenlo Park, CA · 40 clientsWealth manager
    Schwab 100%
    $370M
  21. 9175
    Yosemite Capital ManagementNewport Beach, CA · 283 clientsWealth manager
    Schwab 100%
    $369M
  22. 9202
    Oder Investment Management, LLCWoodland Hills, CA · 201 clientsWealth manager
    Schwab 100%
    $367M
  23. 9207
    Shira Ridge Wealth ManagementSan Rafael, CA · 281 clientsWealth manager
    Schwab 100%
    $366M
  24. 9210
    Sharper & Granite LLCEl Segundo, CA · 135 clientsWealth manager
    Schwab 100%
    $366M
  25. 9217
    Innovius Capital Management, LLCSan Francisco, CA · 7 clientsPrivate fund adviser
    No custodian reported
    $366M
  26. 9221
    Inflection Capital Management, LLCSan Francisco, CA · 17 clientsWealth manager
    Fidelity 60%Schwab 40%
    $366M
  27. 9230
    Kondo Wealth Advisors, IncPasadena, CA · 362 clientsBroker-dealer firmHybrid
    Schwab 100%
    $365M
  28. 9235
    FPC Investment Advisory, Inc.Petaluma, CA · 162 clientsWealth manager
    Schwab 100%
    $365M
  29. 9247
    Griffin Global Asset ManagementLos Angeles, CA · 5 clientsPrivate fund adviser
    No custodian reported
    $364M
  30. 9252
    Leonid Capital Partners, LLCHuntington Beach, CA · 2 clientsPrivate fund adviser
    No custodian reported
    $363M
  31. 9266
    Bayhunt Capital LLCMill Valley, CA · 2 clientsPrivate fund adviser
    No custodian reported
    $362M
  32. 9273
    Union Square Global Wealth ManagementSan Francisco, CA · 24 clientsPrivate fund adviser
    Schwab 100%
    $361M
  33. 9277
    Sierra Investment Management, LLCSanta Monica, CA · 312 clientsWealth managerHybrid
    Schwab 100%
    $361M
  34. 9282
    Goldman Lancaster, Inc.Long Beach, CA · 392 clientsWealth managerHybrid
    LPL Financial 100%
    $361M
  35. 9296
    Clearwave CapitalUpland, CA · 314 clientsWealth manager
    Fidelity 91%
    $359M
  36. 9306
    Flight Deck Capital, LPSan Francisco, CA · 1 clientsPrivate fund adviser
    No custodian reported
    $359M
  37. 9311
    California Capital ManagementBurbank, CA · 352 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $358M
  38. 9326
    GKV Capital Management Co IncWalnut Creek, CA · 175 clientsWealth manager
    Pershing 100%
    $357M
  39. 9344
    Griffin Black, LLCRedwood City, CA · 171 clientsWealth manager
    Altruist 68%Pershing 32%
    $356M
  40. 9347
    Sepulveda Management LLCLos Angeles, CA · 3 clientsPrivate fund adviserHybridTCW Asia Limited, TCW Funds Distributors LLC
    No custodian reported
    $355M

RIAs by state