Private fund adviser · LOS Angeles, CA
Griffin Global Asset Management
Griffin Global Asset Management (advisor) LLC · SEC-registered investment adviser · CRD 336578 · SEC 801-133709
At a glance
Griffin Global Asset Management is an SEC-registered investment adviser based in LOS Angeles, California, with $364 million in regulatory assets under management as of its Form ADV filed May 4, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 3,381st of 4,686 private fund advisers and 9,247th of 17,210 SEC-registered advisers by assets.
Main office 310-909-8800As filed on Form ADV
- Regulatory AUM
- $364M
- Rank among private fund advisers
- #3,381 of 4,686
- Rank among all SEC RIAs
- #9,247 of 17,210
- Rank in California
- #1,069 of 1,873
- Clients
- 5
- Accounts
- 5
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Yvonne I PytlikChief Compliance Officer
- Ryan A. McKennaChief Executive Officer
- Marc H. BaerPresident
- John S. BeekmanChief Financial Officer
Custody and brokerage
Custodian
Griffin Global Asset Management’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 5 | $364M | 100% |
Private funds
Griffin Global Asset Management reports 2 private funds with $727M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Griffin Global Asset Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Griffin Global Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 2,187 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Griffin Global Asset Management manage?
Griffin Global Asset Management reports $364 million in regulatory assets under management across 5 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 4, 2026.
What kind of firm is Griffin Global Asset Management?
Griffin Global Asset Management is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Griffin Global Asset Management’s clients?
By assets, its largest client types are pooled investment vehicles ($364 million, 5 clients).
Does Griffin Global Asset Management manage private funds?
Yes. It reports 2 private funds with $727 million in gross assets, including private equity funds.
Does Griffin Global Asset Management have any disciplinary history?
Griffin Global Asset Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Griffin Global Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →