Private fund adviser · SAN Francisco, CA
Union Square Global Wealth Management
Union Square Investment Co · SEC-registered investment adviser · CRD 111776 · SEC 801-55304
At a glance
Union Square Global Wealth Management is an SEC-registered investment adviser based in SAN Francisco, California, with $361 million in regulatory assets under management as of its Form ADV filed March 9, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 18 individual clients. By Form ADV it is a private fund adviser, ranked 3,388th of 4,686 private fund advisers and 9,273rd of 17,210 SEC-registered advisers by assets.
Main office 415-392-9228usqglobalwealth.comAs filed on Form ADV
- Regulatory AUM
- $361M
- Rank among private fund advisers
- #3,388 of 4,686
- Rank among all SEC RIAs
- #9,273 of 17,210
- Rank in California
- #1,072 of 1,873
- Individual clients
- 18
- High-net-worth clients
- 13
- Accounts
- 26
- Discretionary
- 99% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Alexander H. SchillingDirector/chairman
- Alexander H. SchillingPresident, CEO
- John M. OlsonCOO, CCO
- Leslie T. SchillingDirector
- Alexandra K. SchillingDirector
- Lauren T. SchillingDirector
- Elizabeth H. SchillingDirector
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 2 | $243M | 67% |
| High-net-worth individuals | 13 | $113M | 31% |
| Charitable organizations | 3 | $4M | 1% |
| Individuals | 5 | $1M | <1% |
| Corporations or other businesses | 1 | $0M | 0% |
Private funds
Union Square Global Wealth Management reports 2 private funds with $243M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Union Square Global Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗usqglobalwealth.com ↗
AtlasMembers
The full record on Union Square Global Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,179 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Union Square Global Wealth Management manage?
Union Square Global Wealth Management reports $361 million in regulatory assets under management across 26 accounts, 99% of it on a discretionary basis, on its Form ADV filed March 9, 2026.
What kind of firm is Union Square Global Wealth Management?
Union Square Global Wealth Management is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Union Square Global Wealth Management’s clients?
By assets, its largest client types are pooled investment vehicles ($243 million, 2 clients); high-net-worth individuals ($113 million, 13 clients); charitable organizations ($4 million, 3 clients).
Does Union Square Global Wealth Management manage private funds?
Yes. It reports 2 private funds with $243 million in gross assets, including other private funds.
Does Union Square Global Wealth Management have any disciplinary history?
Union Square Global Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Union Square Global Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →