Wealth manager, independent · Long Beach, CA
Goldman Lancaster, Inc.
SEC-registered investment adviser · CRD 136134 · SEC 801-78300
At a glance
Goldman Lancaster, Inc. is an SEC-registered investment adviser based in Long Beach, California, with $361 million in regulatory assets under management as of its Form ADV filed April 29, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 380 individual clients. By Form ADV it is a wealth manager, ranked 3,828th of 8,915 wealth managers and 9,282nd of 17,210 SEC-registered advisers by assets.
Main office 562-432-0234goldmanlancaster.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $361M
- Rank among wealth managers
- #3,828 of 8,915
- Rank among all SEC RIAs
- #9,282 of 17,210
- Rank in California
- #1,074 of 1,873
- Individual clients
- 380
- High-net-worth clients
- 84
- Accounts
- 752
- Discretionary
- 93% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Glenn R. GoldmanPresident & Chief Compliance Officer
- Bradley R. LancasterVice President
Custody and brokerage
Broker-dealer
Hybrid RIA
Goldman Lancaster, Inc. is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed April 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Glenn Goldman and Bradley Lancaster, principals of Goldman Lancaster, Inc. are registered representatives of LPL Financial, LLC, member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 84 | $219M | 61% |
| Individuals | 296 | $114M | 32% |
| Other | 10 | $24M | 7% |
| Pension and profit sharing plans | 2 | $2M | <1% |
Disciplinary disclosures
Goldman Lancaster, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗goldmanlancaster.com ↗
AtlasMembers
The full record on Goldman Lancaster, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 6,275 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Goldman Lancaster, Inc. manage?
Goldman Lancaster, Inc. reports $361 million in regulatory assets under management across 752 accounts, 93% of it on a discretionary basis, on its Form ADV filed April 29, 2026.
What kind of firm is Goldman Lancaster, Inc.?
Goldman Lancaster, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Goldman Lancaster, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($219 million, 84 clients); individuals ($114 million, 296 clients); other ($24 million, 10 clients).
Does Goldman Lancaster, Inc. have any disciplinary history?
Goldman Lancaster, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Goldman Lancaster, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →