Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 961
    Fiera Capital Inc.New York, NY · 4,643 clientsAsset managerHybrid
    Brown Brothers Harriman & 27%State Street 26%Goldman Sachs 23%J.P. Morgan 23%
    $17B
  2. 962
    Bosera Asset Management (international) Co., LimitedHong Kong, Hong Kong · 51 clientsBroker-dealer firmAffiliated broker-dealer
    No custodian reported
    $17B
  3. 963
    Capital Wealth Planning, LLCNaples, FL · 12,580 clientsWealth managerWrap sponsor
    Raymond James 100%
    $17B
  4. 964
    Independent Advisor Alliance, LLCCharlotte, NC · 45,002 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $17B
  5. 965
    Stepstone Group Real Estate LPLa Jolla, CA · 88 clientsPrivate fund adviser
    No custodian reported
    $17B
  6. 966
    Kohlberg & CompanyMount Kisco, NY · 40 clientsPrivate fund adviser
    No custodian reported
    $17B
  7. 967
    Bernard L. Madoff Investment Securities LLCNew York, NYBroker-dealer firm
    No custodian reported
    $17B
  8. 968
    Niobrara Capital PartnersNew York, NY · 8 clientsPrivate fund adviser
    No custodian reported
    $17B
  9. 969
    Manning & Napier Advisors, LLCFairport, NY · 3,474 clientsAsset managerHybridManning & Napier Investor Services, Inc.
    Exeter Trust 73%Schwab 27%
    $17B
  10. 970
    Principal Securities, Inc.Des Moines, IA · 51,941 clientsBroker-dealer firmHybridPrincipal Funds Distributor, Inc., Sami Brokerage LLC, clears through National Financial Services (Fidelity)
    Fidelity 100%
    $17B
  11. 971
    Mission Wealth Management, LPSanta Barbara, CA · 5,341 clientsWealth manager
    Fidelity 62%Schwab 38%
    $17B
  12. 972
    TPG Real Estate Advisors, LLCFort Worth, TX · 35 clientsPrivate fund adviserHybridAngelo, Gordon Hong Kong Limited, TPG Angelo, Gordon International LLC
    No custodian reported
    $17B
  13. 973
    Allen Investment Management, LLCNew York, NY · 144 clientsWealth managerAffiliated broker-dealerAllen & Company LLC, clears through Pershing
    Fidelity 37%Schwab 27%
    $17B
  14. 974
    Petercam Institutional Asset ManagementBrussels, Belgium · 216 clientsAsset managerAffiliated broker-dealerBank Degroof Petercam SA
    Bank Degroof Petercam Luxembourg SA 100%
    $17B
  15. 975
    Raymond James Investment ManagementSt Petersburg, FL · 5 clientsAsset managerHybridCarillon Fund Distributors, Inc., Cebile Capital LLP
    No custodian reported
    $17B
  16. 976
    Symmetry Investments US LLCNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $17B
  17. 977
    Nationwide Investment Advisors, LLCColumbus, OH · 251,223 clientsWealth managerBank-affiliatedHybridNationwide Fund Distributors LLC, Nationwide Investment Services Corporation
    Nationwide Trust Company, FSB 72%Nationwide Life Insurance 28%
    $17B
  18. 978
    T. Rowe Price Australia LimitedSydney, NSW, Australia · 41 clientsPrivate fund adviserAffiliated broker-dealerT. Rowe Price Investment Services, Inc.
    J.P. Morgan 100%
    $17B
  19. 979
    MonarchNew York, NY · 62 clientsPrivate fund adviser
    No custodian reported
    $17B
  20. 980
    Darsana Capital Partners LPNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $17B
  21. 981
    Sustainable Growth Advisers, LPStamford, CT · 224 clientsAsset managerAffiliated broker-dealerVP Distributors LLC
    J.P. Morgan 41%BNY 25%
    $17B
  22. 982
    Citizens Private WealthTarrytown, NY · 2,567 clientsWealth managerBank-affiliatedHybridCitizens JMP Securities, LLC, Citizens Securities, Inc.
    Fidelity 54%Schwab 46%
    $17B
  23. 983
    Keystate Advisory, LLCLas Vegas, NV · 80 clientsAsset manager
    Principal Financial Group 58%Bankers' Bank 42%
    $17B
  24. 984
    Aristotle Investment Services, LLCNewport Beach, CA · 1 clientsAsset managerHybrid
    No custodian reported
    $17B
  25. 985
    Compass Rose Asset ManagementNew York, NY · 3 clientsPrivate fund adviser
    Goldman Sachs 43%J.P. Morgan 28%Barclays Bank PLC 27%
    $17B
  26. 986
    Invus Financial Advisors, LLCNew York, NY · 37 clientsPrivate fund adviser
    Goldman Sachs 100%
    $16B
  27. 987
    Freestone Grove Partners LPSan Francisco, CA · 6 clientsPrivate fund adviser
    No custodian reported
    $16B
  28. 988
    RA Capital Management, LPBoston, MA · 13 clientsPrivate fund adviser
    Fidelity 100%
    $16B
  29. 989
    Valley View Consulting LLC76 clientsAsset manager
    No custodian reported
    $16B
  30. 990
    O'connor Alternative Investments, LLCNew York, NY · 42 clientsPrivate fund adviserHybridCantor Fitzgerald & Co.
    J.P. Morgan 93%
    $16B
  31. 991
    3g Capital Partners LPNew York, NY · 7 clientsPrivate fund adviser
    No custodian reported
    $16B
  32. 992
    Envestnet Retirement Solutions, LLCBerwyn, PA · 4,876 clientsAsset managerAffiliated broker-dealerEnvestnet Securities, Inc., Fidx Markets LLC
    No custodian reported
    $16B
  33. 993
    Divco West Real Estate Services, LLCSan Francisco, CA · 31 clientsPrivate fund adviser
    No custodian reported
    $16B
  34. 994
    Bain Capital Asset Management, LPBoston, MA · 57 clientsPrivate fund adviserHybridBain Capital Markets, LLC
    No custodian reported
    $16B
  35. 995
    Independent Financial PartnersTampa, FL · 54,154 clientsWealth managerHybridIFP Securities, LLC, clears through Pershing
    Fidelity 34%Schwab 30%
    $16B
  36. 996
    Venerable Investment Advisers, LLCWest Chester, PA · 21 clientsAsset managerHybridDirected Services LLC
    No custodian reported
    $16B
  37. 997
    National Investment Services of America, LLCMilwaukee, WI · 360 clientsAsset managerAffiliated broker-dealerResolute Investment Distributors, Inc.
    Mellon Trust 34%U.S. Bank 32%
    $16B
  38. 998
    Great Lakes Advisors, LLCChicago, IL · 1,731 clientsAsset managerHybrid
    State Street 47%LPL Financial 31%
    $16B
  39. 999
    Varde Management, L.P.New York, NY · 121 clientsPrivate fund adviser
    No custodian reported
    $16B
  40. 1000
    Blue Owl Technology Credit Advisors LLCNew York, NY · 5 clientsAsset managerHybridBlue Owl Securities LLC
    No custodian reported
    $16B

RIAs by state