Asset manager · New York, NY
Fiera Capital Inc.
SEC-registered investment adviser · CRD 113638 · SEC 801-8948
At a glance
Fiera Capital Inc. is an SEC-registered investment adviser based in New York, New York, with $17.3 billion in regulatory assets under management as of its Form ADV filed August 21, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 3,596 individual clients. By Form ADV it is a asset manager, ranked 397th of 3,218 asset managers and 961st of 17,210 SEC-registered advisers by assets.
Main office 212-300-1600fieracapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $17B
- Rank among asset managers
- #397 of 3,218
- Rank among all SEC RIAs
- #961 of 17,210
- Rank in New York
- #260 of 2,591
- Individual clients
- 3,596
- High-net-worth clients
- 3,087
- Accounts
- 4,643
- Discretionary
- 99% of AUM
- Employees
- 95
- Advisory staff
- 37
- Offices
- 3
Owners and executives on its Form ADV
- Carolyn N. DolanExecutive Vice President, Head of Private Wealth, U.S.
- Scott D. EinhornExecutive Vice President, Regional Managing Partner
- Lucas E. PontilloExecutive Director, Global Chief Financial Officer and Head of Corporate Strategy & Director
- Eric W. RobertsExecutive Director, Chief Executive Officer Fiera USA & Director
- Laura A. PentimoneChief Compliance Officer & Head of Compliance, U.S.
- Brandon M. LockerbyVice President of Finance, US
Custody and brokerage
4 custodians
- Brown Brothers Harriman &$1.8B27%
- State Street$1.7B26%
- Goldman Sachs$1.5B23%
- J.P. Morgan$1.5B23%
Other RIAs using Brown Brothers Harriman &Other multi-custodian RIAs
Broker-dealer
Hybrid RIA
Fiera Capital Inc. is a hybrid RIA: 12 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 3,087 | $5.7B | 33% |
| Corporations or other businesses | 438 | $4.0B | 23% |
| State or municipal government entities | 18 | $2.9B | 17% |
| Pooled investment vehicles | 23 | $2.5B | 15% |
| Pension and profit sharing plans | 67 | $837M | 5% |
| Charitable organizations | 98 | $530M | 3% |
| Investment companies | 3 | $352M | 2% |
| Individuals | 509 | $250M | 1% |
| Other | 400 | $178M | 1% |
Private funds
Fiera Capital Inc. reports 5 private funds with $1.7B in gross assets: real estate funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Fiera Capital Inc. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗fieracapital.com ↗
AtlasMembers
The full record on Fiera Capital Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 447 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Fiera Capital Inc. manage?
Fiera Capital Inc. reports $17.3 billion in regulatory assets under management across 4,643 accounts, 99% of it on a discretionary basis, on its Form ADV filed August 21, 2026.
What kind of firm is Fiera Capital Inc.?
Fiera Capital Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Fiera Capital Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($5.7 billion, 3,087 clients); corporations or other businesses ($4.0 billion, 438 clients); state or municipal government entities ($2.9 billion, 18 clients).
Does Fiera Capital Inc. manage private funds?
Yes. It reports 5 private funds with $1.7 billion in gross assets, including real estate funds, other private funds.
Does Fiera Capital Inc. have any disciplinary history?
Fiera Capital Inc. answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Fiera Capital Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →