Asset manager · St Petersburg, FL
Raymond James Investment Management
Carillon Tower Advisers, Inc. · SEC-registered investment adviser · CRD 174904 · SEC 801-100356
At a glance
Raymond James Investment Management is an SEC-registered investment adviser based in St Petersburg, Florida, with $16.9 billion in regulatory assets under management as of its Form ADV filed May 26, 2026. Its largest client group by assets is investment companies, and it reports 2 individual clients. By Form ADV it is a asset manager, ranked 400th of 3,218 asset managers and 975th of 17,210 SEC-registered advisers by assets.
Main office 800-521-1195carillontower.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $17B
- Rank among asset managers
- #400 of 3,218
- Rank among all SEC RIAs
- #975 of 17,210
- Rank in Florida
- #35 of 1,090
- Individual clients
- 2
- High-net-worth clients
- 1
- Accounts
- 5
- Discretionary
- 100% of AUM
- Employees
- 175
- Advisory staff
- 5
- Offices
- 3
Owners and executives on its Form ADV
- Damian D. SousaDirector
- Eric C. WilwantChief Operating Officer, Director
- Damian D. SousaChief Compliance Officer
- Susan L. WalzerDirector
- Edward Rick IVDirector
- Thomas A. JamesDirector
- Susan L. WalzerCarillon Funds President
Custody and brokerage
Custodian
Raymond James Investment Management’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Raymond James Investment Management is a hybrid RIA: 80 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Carillon Fund Distributors, Inc., Cebile Capital LLP, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Raymond James Investment Services Limited, Raymond James Limited and Sumridge Partners, LLC.
- Carillon Fund Distributors, Inc. ↗CRD 139749
- Cebile Capital LLP
- Raymond James & Associates, Inc. ↗CRD 705
- Raymond James Financial Services, Inc. ↗CRD 6694
- Raymond James Investment Services Limited
- Raymond James Limited
- Sumridge Partners, LLC ↗CRD 152437
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $17B | 100% |
| Pooled investment vehicles | 2 | $0M | <1% |
| High-net-worth individuals | 1 | $0M | <1% |
| Individuals | 1 | $0M | <1% |
Private funds
Raymond James Investment Management reports 2 private funds with $0M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Raymond James Investment Management answers yes to 6 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗carillontower.com ↗
AtlasMembers
The full record on Raymond James Investment Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 447 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Raymond James Investment Management manage?
Raymond James Investment Management reports $16.9 billion in regulatory assets under management across 5 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 26, 2026.
What kind of firm is Raymond James Investment Management?
Raymond James Investment Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Raymond James Investment Management’s clients?
By assets, its largest client types are investment companies ($16.9 billion, 1 clients); pooled investment vehicles ($362,387, 2 clients); high-net-worth individuals ($316,503, 1 clients).
Does Raymond James Investment Management manage private funds?
Yes. It reports 2 private funds with $362,387 in gross assets, including hedge funds.
Does Raymond James Investment Management have any disciplinary history?
Raymond James Investment Management answers yes to 6 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Raymond James Investment Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →