Asset manager · Berwyn, PA
Envestnet Retirement Solutions, LLC
SEC-registered investment adviser · CRD 171570 · SEC 801-79855
At a glance
Envestnet Retirement Solutions, LLC is an SEC-registered investment adviser based in Berwyn, Pennsylvania, with $16.3 billion in regulatory assets under management as of its Form ADV filed June 30, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 405th of 3,218 asset managers and 992nd of 17,210 SEC-registered advisers by assets.
Main office 866-318-4015envestnet.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $16B
- Rank among asset managers
- #405 of 3,218
- Rank among all SEC RIAs
- #992 of 17,210
- Rank in Pennsylvania
- #29 of 564
- Clients
- 4,876
- Accounts
- 4,876
- Discretionary
- 100% of AUM
- Employees
- 24
- Advisory staff
- 15
- Offices
- 1
Owners and executives on its Form ADV
- Debra J. DevoeChief Compliance Officer
- Erik R. PreusPresident
- Shelly S O'BrienCorporate Secretary
- Dana M. D'auriaCo-Chief Investment Officer
- Christopher R. ToddChief Executive Officer
- Denise M. DianaPrincipal Director
- Kathryn M. EvansChief Operations Officer
- John HofmannChief Financial Officer
Custody and brokerage
Custodian
Envestnet Retirement Solutions, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Envestnet Securities, Inc. and Fidx Markets LLC.
- Envestnet Securities, Inc. ↗CRD 325803
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
- Fidx Markets LLC ↗CRD 322769
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 4,391 | $14B | 85% |
| Pooled investment vehicles | 420 | $2.1B | 13% |
| State or municipal government entities | 65 | $318M | 2% |
Disciplinary disclosures
Envestnet Retirement Solutions, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗envestnet.com ↗
AtlasMembers
The full record on Envestnet Retirement Solutions, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 460 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
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Background
Questions
How much does Envestnet Retirement Solutions, LLC manage?
Envestnet Retirement Solutions, LLC reports $16.3 billion in regulatory assets under management across 4,876 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 30, 2026.
What kind of firm is Envestnet Retirement Solutions, LLC?
Envestnet Retirement Solutions, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Envestnet Retirement Solutions, LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($13.9 billion, 4,391 clients); pooled investment vehicles ($2.1 billion, 420 clients); state or municipal government entities ($318 million, 65 clients).
Does Envestnet Retirement Solutions, LLC have any disciplinary history?
Envestnet Retirement Solutions, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Envestnet Retirement Solutions, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →