Co-Cio · Envestnet PMC
Dana M. D'auria
CRD 5870286 · Named on Form ADV at 5 SEC-registered advisers
At a glance
Envestnet PMC, an SEC-registered wealth manager based in Berwyn, PA with $614.9 billion in regulatory assets, lists Dana M. D'auria on its Form ADV as Co-Cio, a control person. The SEC filings also name Dana at 4 other registered advisers.
Firms and roles
- Envestnet PMCCo-CioWealth manager · Berwyn, PA · $615B in regulatory assets
- Envestnet Portfolio Solutions, Inc.Co-CioWealth manager · Berwyn, PA · $17B in regulatory assets
- Envestnet Retirement Solutions, LLCCo-Chief Investment OfficerAsset manager · Berwyn, PA · $16B in regulatory assets
- QRG Capital Management, Inc.Co-Chief Investment OfficerWealth manager · Berwyn, PA · $11B in regulatory assets
- FDX Advisors, Inc.Co-Chief Investment OfficerAsset manager · Berwyn, PA · $833M in regulatory assets
AtlasMembers
Dana’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- 5 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Brandon R. ThomasCo-Cio, Envestnet PMC
- Shelly S O'BrienCorporate Secretary, Envestnet PMC
- Debra J. DevoeChief Compliance Officer, Envestnet PMC
- Christopher R. ToddChief Executive Officer, Envestnet PMC
- Kathryn M. EvansChief Operations Officer, Envestnet PMC
6 more people named with Dana on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dana’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.