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Principal Director · Envestnet Retirement Solutions, LLC

Denise M. Diana

CRD 4147113 · Named on Form ADV at one SEC-registered adviser

At a glance

Envestnet Retirement Solutions, LLC, an SEC-registered asset manager based in Berwyn, PA with $16.3 billion in regulatory assets, lists Denise M. Diana on its Form ADV as Principal Director, a control person.

Firms and roles

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Denise’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Denise on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Denise’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.