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Est. 2026The front page of wealth managementNew York

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RB Schwab RIAs have until Monday to convert exclusively to 'Docusign,' ending paper era, as it deputizes Nevis to help RIAs conquer their onboarding quagmire – and prove AI can fix 'the most painful workflow at any RIA'WT Ep. 368: October 2026 WealthTech NewsFP Survey: Firms commit to marketing but aren't tracking the resultsFP High mortgage rates complicate the case for paying cash for a homeIN Advisor moves: Raymond James lands $700M Truist duo in FloridaFP Ask an Advisor: What non-AUM metrics do you use to measure your firm's success?SEC SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsWM Wealth Firms Urge Patience on Anthropic IPOIN Schwab IMPACT 2026 full conference coverageWM Snowden Lane Settles SEC Charges Over Fee Disclosures
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 9841
    WSC & Company, LLCCharlotte, NC · 4 clientsPrivate fund adviser
    No custodian reported
    $320M
  2. 9842
    Adasina Social Capital4 clientsAsset managerHybrid
    Schwab 100%
    $320M
  3. 9843
    Elevate Wealth ManagementSheridan, WY · 291 clientsWealth manager
    Fidelity 100%
    $320M
  4. 9844
    Alhambra Investment Management LLCPalmetto Bay, FL · 202 clientsWealth manager
    Fidelity 51%Schwab 49%
    $320M
  5. 9845
    Wynn CapitalAugusta, GA · 301 clientsWealth manager
    Schwab 100%
    $320M
  6. 9846
    Sawyer & Co IncBoston, MA · 226 clientsWealth manager
    Schwab 100%
    $320M
  7. 9847
    Vista Finance, LLCClayton, MO · 98 clientsWealth managerBank-affiliated
    Fidelity 100%
    $320M
  8. 9848
    Secura FinancialOrange, CA · 681 clientsWealth managerHybridHarry Barth, Kraig Strom
    LPL Financial 67%Schwab 31%
    $320M
  9. 9849
    Lantern Wealth Advisors, LLCMelville, NY · 188 clientsWealth managerHybridHerold & Lantern Investments, Inc., Percheron Asset Management Group, Inc., clears through Pershing
    Pershing 52%Schwab 48%
    $320M
  10. 9850
    Kaname Capital, L.P.Boston, MA · 2 clientsPrivate fund adviser
    No custodian reported
    $320M
  11. 9851
    Alpha Wealth Management and Planning LLCNovato, CA · 480 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $320M
  12. 9852
    Atomic Invest LLCNew York, NY · 10,563 clientsAsset managerHybridAtomic Brokerage LLC, clears through Pershing
    Pershing 89%
    $320M
  13. 9853
    Wealthview Capital, LLCJackson, MS · 193 clientsWealth manager
    Pershing 100%
    $319M
  14. 9854
    Arroyo Investment Group, LLCPasadena, CA · 337 clientsWealth managerHybridCapital Research Brokerage Services, LLC
    No custodian reported
    $319M
  15. 9855
    Optivest, Inc.San Juan Capistrano, CA · 108 clientsWealth managerHybrid
    Schwab 100%
    $319M
  16. 9856
    Hamilton Square Partners Management, LPNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $319M
  17. 9857
    Theory FinancialFort Collins, CO · 252 clientsWealth manager
    Schwab 100%
    $319M
  18. 9858
    Promontory Financial Planning, LLCFarmington, UT · 570 clientsWealth manager
    SEI 100%
    $319M
  19. 9859
    Remedium Capital PartnersWest Palm Beach, FL · 1 clientsAsset manager
    No custodian reported
    $319M
  20. 9860
    Valuewealth Services, LLCAnnapolis, MD · 420 clientsWealth managerHybrid
    No custodian reported
    $319M
  21. 9861
    Antoine Williams & Associates Wealth Management, LLCShelburne, VT · 324 clientsWealth manager
    SEI 100%
    $319M
  22. 9862
    Breen Wealth Management, LLCPetaluma, CA · 178 clientsWealth manager
    Schwab 100%
    $319M
  23. 9863
    Phillip B. White Co., IncSan Luis Obispo, CA · 246 clientsWealth manager
    Pershing 64%Assetmark Brokerage 27%
    $319M
  24. 9864
    Investments & Financial Planning, LLCLexington, KY · 751 clientsWealth managerWrap sponsor
    Schwab 100%
    $319M
  25. 9865
    Goldentree Asset Management Credit Advisor LLCNew York, NY · 1 clientsAsset manager
    No custodian reported
    $319M
  26. 9866
    General Partner, Inc.4 clientsAsset manager
    No custodian reported
    $318M
  27. 9867
    FMIArdmore, OK · 717 clientsWealth manager
    Schwab 100%
    $318M
  28. 9868
    Plagens & Taylor Wealth ManagementSan Angelo, TX · 389 clientsWealth manager
    Schwab 100%
    $318M
  29. 9869
    Impact Investors240 clientsWealth manager
    Schwab 100%
    $318M
  30. 9870
    Model Wealth159 clientsWealth manager
    Schwab 100%
    $318M
  31. 9871
    Tribune Investment GroupNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $318M
  32. 9872
    BayforestLondon, United Kingdom · 6 clientsPrivate fund adviser
    Morgan Stanley 53%Goldman Sachs 47%
    $318M
  33. 9873
    Openair Financial, LLCSouthlake, TX · 860 clientsWealth manager
    Schwab 97%
    $318M
  34. 9874
    Caim LLCLongboat Key, FL · 80 clientsAsset managerHybrid
    Schwab 100%
    $318M
  35. 9875
    4:8 FinancialCanby, OR · 834 clientsWealth managerWrap sponsor
    LPL Financial 100%
    $318M
  36. 9876
    Tower View Wealth Management LLC209 clientsWealth manager
    Schwab 100%
    $318M
  37. 9877
    Navigate 401k, LLCBirmingham, AL · 80 clientsAsset manager
    Fidelity 60%Principal 25%
    $318M
  38. 9878
    Three Cord True Wealth Management, LLCBeaver, PA · 584 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $318M
  39. 9879
    Meira WealthCoral Gables, FL · 183 clientsWealth manager
    Schwab 77%Fidelity 23%
    $318M
  40. 9880
    Twin Securities, Inc.New York, NY · 5 clientsPrivate fund adviser
    Goldman Sachs 99%
    $318M

RIAs by state