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Est. 2026The front page of wealth managementNew York

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RB Schwab RIAs have until Monday to convert exclusively to 'Docusign,' ending paper era, as it deputizes Nevis to help RIAs conquer their onboarding quagmire – and prove AI can fix 'the most painful workflow at any RIA'WT Ep. 368: October 2026 WealthTech NewsFP Survey: Firms commit to marketing but aren't tracking the resultsFP High mortgage rates complicate the case for paying cash for a homeIN Advisor moves: Raymond James lands $700M Truist duo in FloridaFP Ask an Advisor: What non-AUM metrics do you use to measure your firm's success?SEC SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsWM Wealth Firms Urge Patience on Anthropic IPOIN Schwab IMPACT 2026 full conference coverageWM Snowden Lane Settles SEC Charges Over Fee Disclosures
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 9801
    Aull & MonroeMobile, AL · 190 clientsWealth manager
    Schwab 100%
    $323M
  2. 9802
    Pacific Sun Financial CorpLos Angeles, CA · 381 clientsWealth managerWrap sponsor
    Schwab 100%
    $323M
  3. 9803
    Lauer Capital Management LTDSioux Falls, SD · 90 clientsWealth manager
    Schwab 100%
    $323M
  4. 9804
    Next Level Wealth Planning, LLCMeridian, ID · 572 clientsWealth manager
    Raymond James 89%
    $323M
  5. 9805
    Oriental TrustSan Juan, PR · 2 clientsAsset managerHybridOriental Financial Services LLC
    No custodian reported
    $323M
  6. 9806
    Fortune Financial Advisors, LLCOverland Park, KS · 206 clientsWealth manager
    Schwab 100%
    $323M
  7. 9807
    Carswell Investments, LLCEast Syracuse, NY · 175 clientsWealth manager
    Fidelity 100%
    $322M
  8. 9808
    Vistamark InvestmentsHinsdale, IL · 45 clientsAsset manager
    No custodian reported
    $322M
  9. 9809
    RBS Wealth ManagementAlto, MI · 472 clientsWealth manager
    Schwab 100%
    $322M
  10. 9810
    Forte Asset Management, LLC64 clientsWealth manager
    Fidelity 100%
    $322M
  11. 9811
    Osceola Capital ManagementTampa, FL · 3 clientsPrivate fund adviser
    No custodian reported
    $322M
  12. 9812
    Kapstone Financial Advisors LLCLebanon, OH · 508 clientsWealth manager
    Raymond James 100%
    $322M
  13. 9813
    Gordonmd Global Investments LPBeverly Hills, CA · 7 clientsPrivate fund adviser
    No custodian reported
    $322M
  14. 9814
    Financial Transparency235 clientsWealth manager
    Schwab 51%Axos 49%
    $322M
  15. 9815
    Reik & Co., LLC60 clientsWealth manager
    Morgan Stanley 86%
    $322M
  16. 9816
    M4a3 LLCBoulder, CO · 65 clientsWealth manager
    Pershing 67%Schwab 33%
    $322M
  17. 9817
    Nicholson Wealth Management GroupCharleston, SC · 205 clientsWealth manager
    Schwab 100%
    $322M
  18. 9818
    Shum Financial Group, Inc.Alameda, CA · 330 clientsWealth manager
    Schwab 100%
    $322M
  19. 9819
    Stewardship Advisory Group, LLCClermont, FL · 536 clientsWealth managerHybrid
    Axos 68%Schwab 32%
    $322M
  20. 9820
    Wealth Asset ManagersSpokane, WA · 2,003 clientsBroker-dealer firmHybrid
    Schwab 100%
    $322M
  21. 9821
    Truenorth Wealth AdvisorsSeattle, WA · 179 clientsWealth manager
    Schwab 100%
    $322M
  22. 9822
    Emerson Equity LLCSan Mateo, CA · 620 clientsBroker-dealer firmHybrid
    Schwab 70%Pershing 30%
    $322M
  23. 9823
    B.B. Graham & Company, Inc.Orange, CA · 427 clientsBroker-dealer firmHybrid
    No custodian reported
    $322M
  24. 9824
    HF Advisory Group, LLCAnnapolis, MD · 460 clientsWealth manager
    Schwab 100%
    $322M
  25. 9825
    Ig4 Capital Advisors US LLCNew York, NY · 13 clientsPrivate fund adviser
    No custodian reported
    $321M
  26. 9826
    Price Capital Management, Inc.5 clientsPrivate fund adviser
    No custodian reported
    $321M
  27. 9827
    Asset Preservation Group IncGrapevine, TX · 330 clientsWealth managerWrap sponsorHybrid
    Axos 85%
    $321M
  28. 9828
    Advisors Financial, Inc.McLean, VA · 225 clientsWealth manager
    Fidelity 100%
    $321M
  29. 9829
    Strategic Financial Partners, LTD360 clientsWealth managerHybrid
    LPL Financial 100%
    $321M
  30. 9830
    Minerva Advisors LLCBala Cynwyd, PA · 7 clientsPrivate fund adviser
    RBC 68%Merrill / Bank of America 22%
    $321M
  31. 9831
    Toomey Investment Management, IncWallingford, CT · 1,302 clientsWealth managerHybrid
    Fidelity 100%
    $321M
  32. 9832
    Founder Family Financial, LLCAustin, TX · 123 clientsWealth manager
    Schwab 100%
    $321M
  33. 9833
    Meadowbrook Advisors142 clientsWealth managerHybrid
    Fidelity 100%
    $321M
  34. 9834
    OFF the Chain Capital, LLC2 clientsPrivate fund adviser
    No custodian reported
    $321M
  35. 9835
    Meros Investment Management, LPDallas, TX · 4 clientsAsset manager
    BNY 50%Northern Trust 43%
    $321M
  36. 9836
    HW Capital LLCSanta Monica, CA · 6 clientsWealth manager
    J.P. Morgan 100%
    $321M
  37. 9837
    Sentinel Advisory Group, LLCMiddleton, WI · 381 clientsWealth managerWrap sponsor
    Fidelity 100%
    $321M
  38. 9838
    AWM Financial Services Inc.The Woodlands, TX · 209 clientsWealth manager
    Schwab 100%
    $321M
  39. 9839
    Tradewell Tax & FinancialFort Wayne, IN · 441 clientsWealth manager
    Schwab 100%
    $320M
  40. 9840
    1 North Wealth Services, LLCAnnapolis, MD · 222 clientsWealth manager
    Schwab 100%
    $320M

RIAs by state