Snowden Lane Settles SEC Charges Over Fee Disclosures

Snowden Lane Partners agreed to pay over $360,000 to resolve SEC findings that it did not disclose margin interest markups and included a misleading hedge clause in client agreements.

Summary as published by WealthManagement.com

Financial ADVSR links to reporting from across the industry. This story was reported by WealthManagement.com. Financial ADVSR is not affiliated with WealthManagement.com. Updated every 10 minutes.