Wealth manager, independent · Austin, TX
Founder Family Financial, LLC
SEC-registered investment adviser · CRD 171978 · SEC 801-129971
At a glance
Founder Family Financial, LLC is an SEC-registered investment adviser based in Austin, Texas, with $321 million in regulatory assets under management as of its Form ADV filed August 27, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 119 individual clients. By Form ADV it is a wealth manager, ranked 4,172nd of 8,915 wealth managers and 9,832nd of 17,210 SEC-registered advisers by assets.
Main office 843-621-0435As filed on Form ADV
- Regulatory AUM
- $321M
- Rank among wealth managers
- #4,172 of 8,915
- Rank among all SEC RIAs
- #9,832 of 17,210
- Rank in Texas
- #654 of 1,081
- Individual clients
- 119
- High-net-worth clients
- 71
- Accounts
- 302
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 1
- Offices
- 2
Owners and executives on its Form ADV
- Robert L. BergerManaging Member/chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 71 | $301M | 94% |
| Individuals | 48 | $10M | 3% |
| Pension and profit sharing plans | 2 | $9M | 3% |
| Pooled investment vehicles | 2 | $0M | <1% |
Private funds
Founder Family Financial, LLC reports 3 private funds with $2M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Founder Family Financial, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Founder Family Financial, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 6,515 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Founder Family Financial, LLC manage?
Founder Family Financial, LLC reports $321 million in regulatory assets under management across 302 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 27, 2026.
What kind of firm is Founder Family Financial, LLC?
Founder Family Financial, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Founder Family Financial, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($301 million, 71 clients); individuals ($10 million, 48 clients); pension and profit sharing plans ($9 million, 2 clients).
Does Founder Family Financial, LLC manage private funds?
Yes. It reports 3 private funds with $2 million in gross assets, including other private funds.
Does Founder Family Financial, LLC have any disciplinary history?
Founder Family Financial, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Founder Family Financial, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →