Asset manager · Birmingham, AL
Navigate 401k, LLC
SEC-registered investment adviser · CRD 309466 · SEC 801-119101
At a glance
Navigate 401k, LLC is an SEC-registered investment adviser based in Birmingham, Alabama, with $318 million in regulatory assets under management as of its Form ADV filed April 27, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 1,904th of 3,218 asset managers and 9,877th of 17,210 SEC-registered advisers by assets.
Main office 205-224-9502navigate401k.comAs filed on Form ADV
- Regulatory AUM
- $318M
- Rank among asset managers
- #1,904 of 3,218
- Rank among all SEC RIAs
- #9,877 of 17,210
- Rank in Alabama
- #57 of 92
- Clients
- 80
- Accounts
- 80
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 2
Owners and executives on its Form ADV
- Caleb R. HopkinsManaging Member / CCO
- Christopher N. HussarManaging Member
- Justin R. LaddenManaging Member
Custody and brokerage
3 custodians
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 80 | $318M | 100% |
Disciplinary disclosures
Navigate 401k, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗navigate401k.com ↗
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The full record on Navigate 401k, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 932 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Navigate 401k, LLC manage?
Navigate 401k, LLC reports $318 million in regulatory assets under management across 80 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 27, 2026.
What kind of firm is Navigate 401k, LLC?
Navigate 401k, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Navigate 401k, LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($318 million, 80 clients).
Does Navigate 401k, LLC have any disciplinary history?
Navigate 401k, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Navigate 401k, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →