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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 2092
    Luxor Capital Group, LPNew York, NY · 37 clientsPrivate fund adviser
    Goldman Sachs 37%J.P. Morgan 34%Schwab 29%
    $5.0B
  2. 2094
    Cain, Watters & Associates, LLCFrisco, TX · 3,397 clientsWealth managerBank-affiliatedAffiliated broker-dealerSanders Morris LLC
    Schwab 55%T Bank 45%
    $5.0B
  3. 2098
    Coastal Bridge AdvisorsWestport, CT · 1,997 clientsWealth managerAffiliated broker-dealer
    Pershing 66%Fidelity 34%
    $5.0B
  4. 2099
    Kennedy Capital ManagementSt Louis, MO · 213 clientsAsset managerHybridSanctuary Securities, Inc.
    Northern Trust 55%State Street 24%
    $5.0B
  5. 2104
    SavvyNew York, NY · 4,613 clientsWealth managerHybridSavvy Wealth Management LLC
    Schwab 57%Fidelity 43%
    $5.0B
  6. 2107
    Meridian Wealth Management, LLCLexington, KY · 5,533 clientsWealth manager
    Schwab 54%Pershing 42%
    $5.0B
  7. 2110
    JVP ManagementNew York, NY · 49 clientsPrivate fund adviser
    TD Bank 49%Flagstar Bank 28%Valley National Bank 23%
    $5.0B
  8. 2111
    Atalanta Sosnoff Capital, LLCNew York, NY · 186 clientsAsset managerAffiliated broker-dealerEvercore Group L.L.C.
    BNY 35%J.P. Morgan 22%
    $5.0B
  9. 2113
    Slavic Mutual Funds Management Corp.Boca Raton, FL · 655 clientsAsset manager
    Fidelity 76%American Trust Custody 24%
    $5.0B
  10. 2117
    Maseco Private WealthLondon, United Kingdom · 3,510 clientsWealth managerPublic-company owned
    Pershing 82%
    $5.0B
  11. 2118
    Southstate Private Capital Management LLCColumbia, SC · 712 clientsAsset managerHybridSouthstate Securities Corp., clears through Pershing
    Southstate Bank 79%
    $5.0B
  12. 2121
    Impactassets Capital Partners PB LLCBethesda, MD · 1 clientsAsset manager
    Schwab 55%Northern Trust 36%
    $4.9B
  13. 2126
    Fiduciaryvest, LLCAtlanta, GA · 37 clientsAsset manager
    State Street 41%Merrill / Bank of America 38%
    $4.9B
  14. 2131
    Granger Management LLCNew York, NY · 15 clientsAsset manager
    Northern Trust 98%
    $4.9B
  15. 2136
    G10 LLCHunt Valley, MD · 138 clientsPrivate fund adviser
    Northern Trust 76%Fidelity 24%
    $4.9B
  16. 2147
    Heritage Wealth AdvisorsRichmond, VA · 451 clientsWealth manager
    Fidelity 78%
    $4.9B
  17. 2149
    Compound Planning, Inc.New York, NY · 13,653 clientsWealth managerHybrid
    Schwab 63%Fidelity 37%
    $4.8B
  18. 2151
    Encompass Capital Advisors LLCNew York, NY · 10 clientsPrivate fund adviser
    Morgan Stanley 79%
    $4.8B
  19. 2152
    Chicago Capital, LLCChicago, IL · 838 clientsWealth manager
    Fidelity 86%
    $4.8B
  20. 2158
    Cardinal Point Wealth ManagementToronto, On, Canada · 2,387 clientsWealth managerAffiliated broker-dealer
    National Bank Independent Network 49%
    $4.8B
  21. 2159
    Sowell ManagementNorth Little Rock, AR · 6,624 clientsWealth managerHybridPrivate Client Services, LLC, Purshe Kaplan Sterling Investments, Inc., clears through National Financial Services (Fidelity), Hilltop Securities
    Fidelity 67%Schwab 33%
    $4.8B
  22. 2160
    Cidel Asset Management IncToronto, Ontario, Canada · 1,547 clientsAsset manager
    Cidel Trust Company Canada 70%
    $4.8B
  23. 2163
    Contrarian Capital Management LLCGreenwich, CT · 24 clientsPrivate fund adviser
    J.P. Morgan 79%
    $4.8B
  24. 2165
    Highpoint Planning PartnersDowners Grove, IL · 9,258 clientsWealth managerWrap sponsorHybrid
    LPL Financial 83%
    $4.8B
  25. 2166
    Foster Group, Inc.West Des Moines, IA · 2,101 clientsWealth manager
    Schwab 92%
    $4.8B
  26. 2170
    Avidian Wealth SolutionsHouston, TX · 1,895 clientsWealth managerHybrid
    Fidelity Distributors Company 83%
    $4.8B
  27. 2172
    The Ascent Group, LLCVirginia Beach, VA · 4,292 clientsWealth managerHybridAlera Securities LLC
    Fidelity 39%Schwab 34%Assetmark Trust 27%
    $4.8B
  28. 2176
    Robeco Institutional Asset Management US IncNew York, NY · 17 clientsAsset managerHybridBoston Partners Securities, L.L.C.
    BNY 39%State Street 27%
    $4.8B
  29. 2177
    GWN Securities Inc.Palm Beach Gardens, FL · 37,793 clientsBroker-dealer firmHybridAbacus Investments, Inc., Money Concepts Capital Corp, clears through Hilltop Securities
    Fidelity 56%Matrix Trust 44%
    $4.8B
  30. 2183
    Symmetry PartnersGlastonbury, CT · 8,909 clientsWealth managerHybrid
    Axos 64%Schwab 36%
    $4.7B
  31. 2184
    JFS Wealth Advisors, LLCHermitage, PA · 2,340 clientsWealth managerAffiliated broker-dealer
    Schwab 72%Fidelity 28%
    $4.7B
  32. 2193
    Kotak Mahindra Asset Management (singapore) PTE. LTD.Singapore, Singapore · 10 clientsPrivate fund adviserAffiliated broker-dealerKotak Mahindra (UK) Limited, Kotak Mahindra (international) Limited
    Northern Trust 66%
    $4.7B
  33. 2196
    MCF Advisors, LLCLexington, KY · 3,539 clientsWealth manager
    Schwab 87%
    $4.7B
  34. 2200
    Bragg Financial Advisors IncCharlotte, NC · 1,613 clientsWealth manager
    Pershing 87%
    $4.7B
  35. 2201
    Shelter Growth Capital Partners LLCStamford, CT · 40 clientsAsset manager
    Wilmington Trust 86%
    $4.7B
  36. 2203
    Clearwater Advisors, LLCBoise, ID · 32 clientsAsset manager
    U.S. Bancorp Investments 75%BNY 25%
    $4.7B
  37. 2204
    Diversify Advisory Services, LLCSouth Jordan, UT · 5,322 clientsWealth managerHybridDfpg Investments, LLC, Wade Read Capital, LLC
    Schwab 52%Fidelity 48%
    $4.6B
  38. 2206
    CG Advisory ServicesWilliamston, MI · 5,614 clientsWealth managerHybrid
    LPL Financial 88%
    $4.6B
  39. 2210
    Verdence Capital Advisors, LLCHunt Valley, MD · 1,876 clientsWealth manager
    Fidelity 86%
    $4.6B
  40. 2212
    Bowen, Hanes & Co IncPonte Vedra Beach, FL · 114 clientsAsset manager
    Principal Custody Solutions 85%
    $4.6B

RIAs by state