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Asset manager · St Louis, MO

Kennedy Capital Management

Kennedy Capital Management LLC · SEC-registered investment adviser · CRD 105834 · SEC 801-15323

At a glance

Kennedy Capital Management is an SEC-registered investment adviser based in St Louis, Missouri, with $5.0 billion in regulatory assets under management as of its Form ADV filed May 21, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 96 individual clients. By Form ADV it is a asset manager, ranked 695th of 3,218 asset managers and 2,099th of 17,210 SEC-registered advisers by assets.

Main office 314-432-0400kennedycapital.comLinkedInAs filed on Form ADV

Regulatory AUM
$5.0B
Rank among asset managers
#695 of 3,218
Rank among all SEC RIAs
#2,099 of 17,210
Rank in Missouri
#24 of 196
Individual clients
96
High-net-worth clients
92
Accounts
213
Discretionary
97% of AUM
Employees
43
Advisory staff
20
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

3 custodians

  1. Northern Trust$1.2B55%
  2. State Street$528M24%
  3. BNY$455M21%

Other RIAs using Northern TrustOther multi-custodian RIAs

Broker-dealer

Hybrid RIA

Kennedy Capital Management is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Sanctuary Securities, Inc..

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Pooled investment vehicles11$1.6B32%
State or municipal government entities23$1.6B31%
Charitable organizations18$473M9%
Corporations or other businesses26$376M8%
Other investment advisers7$299M6%
Pension and profit sharing plans9$280M6%
Investment companies7$269M5%
High-net-worth individuals92$120M2%
Other16$8M<1%
Individuals4$3M<1%

Disciplinary disclosures

Kennedy Capital Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses and institutions

How it’s paid

  • A percentage of assets under management
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗kennedycapital.com ↗

AtlasMembers

The full record on Kennedy Capital Management

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
Locked
Rank against 703 peers of its type and size
Locked
Owners and executives, with titles and stakes
12 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Kennedy Capital Management manage?

Kennedy Capital Management reports $5.0 billion in regulatory assets under management across 213 accounts, 97% of it on a discretionary basis, on its Form ADV filed May 21, 2026.

What kind of firm is Kennedy Capital Management?

Kennedy Capital Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Kennedy Capital Management’s clients?

By assets, its largest client types are pooled investment vehicles ($1.6 billion, 11 clients); state or municipal government entities ($1.6 billion, 23 clients); charitable organizations ($473 million, 18 clients).

Does Kennedy Capital Management have any disciplinary history?

Kennedy Capital Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Kennedy Capital Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →