Vice President, Chief Compliance Officer · Kennedy Capital Management
Doris A. Hunt
CRD 2392444 · Named on Form ADV at one SEC-registered adviser
At a glance
Kennedy Capital Management, an SEC-registered asset manager based in St Louis, MO with $5.0 billion in regulatory assets, lists Doris A. Hunt on its Form ADV as Vice President, Chief Compliance Officer, a control person.
Firms and roles
- Kennedy Capital ManagementVice President, Chief Compliance OfficerAsset manager · St Louis, MO · $5.0B in regulatory assets
AtlasMembers
Doris’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Richard E. OliverChief Financial Officer, Kennedy Capital Management
- Francis A. LatudaChief Investment Officer, Portfolio Manager, Kennedy Capital Management
- Donald M CobinDirector Kennedy Capital Management LLC, President, Chief Executive Officer, Portfolio Manager, Kennedy Capital Management
- James J. BoyneDirector Kennedy Capital Management LLC, Kennedy Capital Management
- Jean B. BarnardDirector of Research, Portfolio Manager, Kennedy Capital Management
6 more people named with Doris on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Doris’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.