Private fund adviser · Singapore, Singapore
Kotak Mahindra Asset Management (singapore) PTE. LTD.
SEC-registered investment adviser · CRD 286032 · SEC 801-108865
At a glance
Kotak Mahindra Asset Management (singapore) PTE. LTD. is an SEC-registered investment adviser based in Singapore, Singapore, with $4.7 billion in regulatory assets under management as of its Form ADV filed June 30, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,031st of 4,686 private fund advisers and 2,193rd of 17,210 SEC-registered advisers by assets.
Main office 656-395-6970kotak-international.comAs filed on Form ADV
- Regulatory AUM
- $4.7B
- Rank among private fund advisers
- #1,031 of 4,686
- Rank among all SEC RIAs
- #2,193 of 17,210
- Clients
- 10
- Accounts
- 15
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Nitin T. JainChief Executive Officer and Executive Director
- Harsh M. MehtaChief Compliance Officer
- Prasad GokhaleChief Financial Officer
- shyam K. SyamasundaranDirector
- Nilesh D. ShahDirector
- Krishnan Ramchandran No last nameDirector
- Kavin ShahChief Operating Officer
Custody and brokerage
4 custodians
- Northern Trust$370M66%
- Julius Baer Group LTD$70M13%
- Euroclear Bank LTD$60M11%
- Kotak Mahindra (UK) LimitedAffiliate of the firm$58M10%
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Kotak Mahindra (UK) Limited, Kotak Mahindra (international) Limited, Kotak Mahindra, Inc. and Kotak Securities Limited.
- Kotak Mahindra (UK) Limited
- Kotak Mahindra (international) Limited ↗CRD 163799
- Kotak Mahindra, Inc. ↗CRD 47251
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, May 2026
- Kotak Securities Limited
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 9 | $3.8B | 81% |
| Investment companies | 1 | $331M | 7% |
| State or municipal government entities | – | $239M | 5% |
| Sovereign wealth funds and foreign official institutions | – | $132M | 3% |
| Other investment advisers | – | $128M | 3% |
| Corporations or other businesses | – | $70M | 1% |
Private funds
Kotak Mahindra Asset Management (singapore) PTE. LTD. reports 6 private funds with $541M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Kotak Mahindra Asset Management (singapore) PTE. LTD. answers yes to 18 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗kotak-international.com ↗
AtlasMembers
The full record on Kotak Mahindra Asset Management (singapore) PTE. LTD.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 1,412 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Kotak Mahindra Asset Management (singapore) PTE. LTD. manage?
Kotak Mahindra Asset Management (singapore) PTE. LTD. reports $4.7 billion in regulatory assets under management across 15 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 30, 2026.
What kind of firm is Kotak Mahindra Asset Management (singapore) PTE. LTD.?
Kotak Mahindra Asset Management (singapore) PTE. LTD. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons.
Who are Kotak Mahindra Asset Management (singapore) PTE. LTD.’s clients?
By assets, its largest client types are pooled investment vehicles ($3.8 billion, 9 clients); investment companies ($331 million, 1 clients); state or municipal government entities ($239 million).
Does Kotak Mahindra Asset Management (singapore) PTE. LTD. manage private funds?
Yes. It reports 6 private funds with $541 million in gross assets, including other private funds.
Does Kotak Mahindra Asset Management (singapore) PTE. LTD. have any disciplinary history?
Kotak Mahindra Asset Management (singapore) PTE. LTD. answers yes to 18 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Kotak Mahindra Asset Management (singapore) PTE. LTD.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →