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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1732
    Glazer Capital, LLC.New York, NY · 4 clientsPrivate fund adviser
    UBS 25%
    $6.8B
  2. 1737
    Signature Investment Advisors, LLCLos Angeles, CA · 7,530 clientsWealth managerHybridSignature Estate Securities, LLC
    Schwab 70%Fidelity 30%
    $6.8B
  3. 1742
    Bivium Capital Partners, LLCSan Francisco, CA · 33 clientsAsset manager
    State Street 48%Pershing 29%Northern Trust 23%
    $6.7B
  4. 1744
    The Bollard Group LLCBoston, MA · 24 clientsWealth manager
    Fidelity 41%Morgan Stanley 33%J.P. Morgan 26%
    $6.7B
  5. 1745
    Confluence Investment Management LLCSaint Louis, MO · 14,862 clientsWealth managerWrap sponsor
    Stifel, Nicolaus & Company, Incorporated 40%Wells Fargo 25%
    $6.7B
  6. 1751
    North of South Capital LLPLondon, United Kingdom · 18 clientsPrivate fund adviser
    State Street 87%
    $6.7B
  7. 1753
    Ladenburg Thalmann Asset Management IncNew York, NY · 3,154 clientsAsset managerHybridLadenburg Thalmann & Co. Inc., Osaic Institutions, Inc.
    Schwab 53%Fidelity 47%
    $6.7B
  8. 1754
    Aspen Grove Capital, LLCAvon, CO · 42 clientsWealth manager
    Morgan Stanley 79%
    $6.7B
  9. 1755
    Vestgen Advisors, LLCChicago, IL · 22,790 clientsWealth managerWrap sponsorHybrid
    Fidelity 47%Pershing 44%
    $6.7B
  10. 1758
    NXT Capital Investment Advisers, LLCChicago, IL · 22 clientsPrivate fund adviserHybridHilco Corporate Finance, LLC, Lument Securities, LLC, clears through Pershing
    Computershare Trust Company 72%State Street 28%
    $6.6B
  11. 1759
    Dorsal Capital Management, LPRedwood City, CA · 9 clientsPrivate fund adviser
    Morgan Stanley 77%Merrill / Bank of America 23%
    $6.6B
  12. 1765
    Greycourt & Co., Inc.Pittsburgh, PA · 44 clientsWealth manager
    Northern Trust 69%
    $6.6B
  13. 1768
    Coronation Investment Management International (PTY) LTDClaremont, Cape Town, South Africa · 9 clientsPrivate fund adviser
    JPM Chase Bank N.A. London 81%
    $6.6B
  14. 1771
    Level Four Advisory ServicesDallas, TX · 15,720 clientsWealth managerBank-affiliatedHybridCRI M&a Advisors, LLC, Level Four Financial, LLC
    Raymond James 89%
    $6.5B
  15. 1773
    Shelton Capital ManagementDenver, CO · 1,500 clientsAsset managerHybridRFS Partners
    Raymond James 43%Schwab 42%
    $6.5B
  16. 1774
    Sendero Wealth Management, LLCSan Antonio, TX · 369 clientsWealth managerHybridSendero Securities, LLC, clears through Pershing
    Pershing 86%
    $6.5B
  17. 1781
    Greenspring Advisors, LLCTowson, MD · 1,837 clientsWealth manager
    Fidelity 52%Schwab 34%
    $6.5B
  18. 1782
    Avior Wealth Management, LLCOmaha, NE · 4,894 clientsWealth managerHybrid
    Schwab 71%Fidelity 29%
    $6.5B
  19. 1784
    Douglass Winthrop Advisors LLCNew York, NY · 1,327 clientsWealth managerPublic-company owned
    Schwab 50%Pershing 50%
    $6.5B
  20. 1786
    Nassau Global Credit LLCNew York, NY · 26 clientsPrivate fund adviserAffiliated broker-dealer1851 Securities, Inc
    Computershare Corporate Trust 90%
    $6.4B
  21. 1789
    Tetragon Partners L.P.New York, NY · 47 clientsPrivate fund adviser
    UBS 72%Merrill / Bank of America 28%
    $6.4B
  22. 1791
    ORG Portfolio Management LLCBeachwood, OH · 10 clientsAsset manager
    Northern Trust 89%
    $6.4B
  23. 1795
    AndersenMcLean, VA · 612 clientsWealth managerPublic-company owned
    Schwab 82%
    $6.3B
  24. 1796
    Global Alpha Capital Management LTD.Montreal, QC, Canada · 137 clientsAsset managerHybrid
    Desjardins 24%
    $6.3B
  25. 1803
    Grimes & CompanyWestborough, MA · 3,764 clientsWealth managerHybrid
    Fidelity 59%Schwab 41%
    $6.3B
  26. 1806
    Advisor Logistics, LLCBoerne, TX · 16 clientsAsset manager
    Schwab 84%
    $6.3B
  27. 1807
    Stelac Advisory Services LLCNew York, NY · 101 clientsWealth manager
    Citi 56%J.P. Morgan 44%
    $6.3B
  28. 1809
    Kovack Advisors, Inc.Ft. Lauderdale, FL · 13,293 clientsWealth managerHybridKovack Securities Inc.
    Fidelity 70%Pershing 30%
    $6.3B
  29. 1811
    Nppg Plan Professionals, LLCShrewsbury, NJ · 64 clientsAsset manager
    Principal Securities 49%Transamerica Capital 40%
    $6.3B
  30. 1813
    J. Safra Asset Management CorporationNew York City, NY · 3,443 clientsWealth managerBank-affiliatedHybridSafra Securities LLC
    BNY 79%
    $6.3B
  31. 1814
    Creativeone Wealth, LLCOverland Park, KS · 22,291 clientsWealth managerHybridCreativeone Securities, LLC
    Schwab 81%
    $6.3B
  32. 1821
    Beck, Mack & Oliver LLCNew York, NY · 1,628 clientsWealth manager
    Schwab 49%Fidelity 33%
    $6.2B
  33. 1823
    BMO Asset Management Corp.Chicago, IL · 16 clientsPrivate fund adviserHybridBMO Capital Markets Corp., BMO Nesbitt Burns Securities LTD.
    SEI 47%Brown Brothers Harriman Investments 27%
    $6.2B
  34. 1826
    Rivernorth Capital Management, LLCWest Palm Beach, FL · 32 clientsAsset managerHybrid
    Fidelity 45%BNY 22%
    $6.2B
  35. 1834
    Polen Capital Credit, LLCWaltham, MA · 44 clientsAsset managerHybrid
    Northern Trust 62%
    $6.1B
  36. 1837
    BVF Partners L.P.San Francisco, CA · 5 clientsPrivate fund adviser
    BNP Paribas Securities 91%
    $6.1B
  37. 1840
    LM Capital Group, LLCSan Diego, CA · 36 clientsAsset manager
    Northern Trust 53%State Street 28%
    $6.1B
  38. 1842
    Snyder Capital Management LPSan Francisco, CA · 73 clientsAsset manager
    Northern Trust 48%
    $6.1B
  39. 1846
    Vulcan Value Partners LLCBirmingham, AL · 157 clientsAsset managerHybrid
    Northern Trust 48%BNY 33%
    $6.1B
  40. 1848
    Nicholas Co IncMilwaukee, WI · 12 clientsAsset managerHybrid
    J.P. Morgan 31%Johnson Bank 25%
    $6.1B

RIAs by state