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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

466 firms manage $38.6 trillionState Street

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4033
    Pickering Energy Partners LPHouston, TX · 13 clientsPrivate fund adviserHybridPEP Advisory LLC
    State Street 100%
    $1.7B
  2. 4039
    Compass Group LLCNew York, NY · 7 clientsAsset managerHybridCG Compass (USA) LLC, clears through Pershing
    State Street 73%BNP Prime Services 27%
    $1.7B
  3. 4095
    Teewinot Capital Advisers, L.L.C.Norwalk, CT · 8 clientsAsset manager
    Northern Trust 76%State Street 24%
    $1.6B
  4. 4114
    Fountaincap Research & Investment (hong Kong) Co., LimitedWan Chai, Hong Kong · 3 clientsAsset manager
    Northern Trust 43%Caceis Ireland Limited 38%
    $1.6B
  5. 4197
    Altravue Capital, LLCBellevue, WA · 9 clientsPrivate fund adviser
    Northern Trust 44%State Street 33%J.P. Morgan 23%
    $1.5B
  6. 4233
    Catholic Investment Services, Inc.Boston, MA · 7 clientsPrivate fund adviserHybrid
    State Street 100%
    $1.5B
  7. 4268
    The Informed Momentum Company LLCSolana Beach, CA · 7 clientsAsset managerAffiliated broker-dealerRoth Capital Partners, LLC
    State Street 66%Northern Trust 22%
    $1.5B
  8. 4286
    Adelante Capital Management LLCAlameda, CA · 62 clientsAsset manager
    BNY 54%State Street 46%
    $1.5B
  9. 4294
    Ranger Investment Management,l.p.Dallas, TX · 7 clientsAsset manager
    Northern Trust 63%State Street 37%
    $1.5B
  10. 4302
    Acuitas Investments, LLCSeattle, WA · 3 clientsAsset managerHybrid
    BNY 39%Northern Trust 36%State Street 24%
    $1.5B
  11. 4347
    Nicholas Investment Partners, L.P.San Diego, CA · 26 clientsAsset managerHybrid
    J.P. Morgan 74%
    $1.5B
  12. 4357
    Haven Global Partners, LLCAtlanta, GA · 20 clientsAsset manager
    State Street 77%
    $1.4B
  13. 4372
    Isthmus Partners, LLCMadison, WI · 381 clientsWealth managerWrap sponsor
    Schwab 96%
    $1.4B
  14. 4400
    The Edgar Lomax CompanyAlexandria, VA · 36 clientsAsset manager
    BNY 33%Principal Custody Solutions 33%
    $1.4B
  15. 4458
    Fourworld Capital Management LLCNew York, NY · 26 clientsPrivate fund adviser
    State Street 41%Morgan Stanley 38%
    $1.4B
  16. 4474
    Denali Advisors, LLCSan Diego, CA · 291 clientsAsset manager
    BNY 38%
    $1.4B
  17. 4496
    Neumeier Poma Investment Counsel LLCCarmel, CA · 74 clientsAsset manager
    Northern Trust 41%State Street 33%BNY 26%
    $1.4B
  18. 4570
    Weatherbie Capital, LLCBoston, MA · 80 clientsAsset managerHybridAlger Management, (singapore) PTE. LTD., Alger Management, LTD
    Northern Trust 32%State Street 31%
    $1.3B
  19. 4696
    Promethos Capital, LLCBoston, MA · 26 clientsAsset manager
    State Street 86%
    $1.3B
  20. 4719
    Metzler-Payden, LLCLos Angeles, CAAsset managerHybridPayden & Rygel Distributors
    Dekabank Deutsche Girozentrale 39%State Street 38%HSBC Trinkaus & Burkhardt Gmbh 22%
    $1.3B
  21. 4724
    Canal Road Capital, LLCMiami, FL · 1 clientsPrivate fund adviser
    Bank of Montreal 83%
    $1.3B
  22. 4727
    Legato Capital Management, LLCSan Francisco, CA · 8 clientsAsset manager
    State Street 60%J.P. Morgan 40%
    $1.3B
  23. 4744
    Zadig Asset Management S.A.Strassen, Luxembourg · 6 clientsPrivate fund adviser
    State Street 100%
    $1.3B
  24. 4746
    Arbiter PartnersNew York, NY · 20 clientsPrivate fund adviser
    State Street 54%U.S. Bank 28%
    $1.3B
  25. 4755
    Gilman Hill Asset Management, LLCNew Canaan, CT · 299 clientsWealth manager
    Fidelity 46%State Street 28%Schwab 25%
    $1.2B
  26. 4780
    Middleton & Company Inc.Boston, MA · 368 clientsWealth manager
    State Street 61%Fidelity 22%
    $1.2B
  27. 4800
    Qtron Investments LLCBoston, MA · 8 clientsAsset manager
    Caceis Bank, S.a 57%J.P. Morgan 30%
    $1.2B
  28. 4867
    Global Evolution USA, LLCNew York, NY · 4 clientsAsset managerAffiliated broker-dealerConning Investment Products, Inc.
    State Street 100%
    $1.2B
  29. 4963
    Aubrey Capital ManagementEdinburgh, Mid Lothian, United Kingdom · 208 clientsPrivate fund adviserAffiliated broker-dealerLarrainvial Securities US LLC
    State Street 64%Pershing 36%
    $1.2B
  30. 4969
    Dean Capital ManagementOverland Park, KS · 3 clientsAsset manager
    Fidelity 58%U.S. Bank 22%
    $1.1B
  31. 5008
    Amundi USBoston, MA · 3 clientsAsset managerHybridAmundi Intermediation, Amundi Singapore Limited
    U.S. Bank 68%State Street 32%
    $1.1B
  32. 5032
    Blackrock Realty Advisors IncNew York, NY · 11 clientsPrivate fund adviserHybridBlackrock Execution Services, Blackrock Investments, LLC
    State Street 100%
    $1.1B
  33. 5034
    MAR Vista Investment Partners, LLCLos Angeles, CA · 165 clientsAsset manager
    Northern Trust 65%
    $1.1B
  34. 5062
    Channing Global Advisors, LLCFort Lauderdale, FL · 33 clientsAsset manager
    State Street 66%BNY 22%
    $1.1B
  35. 5215
    Nordea Investment Management North America, Inc.New York, NY · 1 clientsAsset managerAffiliated broker-dealerNordea Investment Management AB, Nordea Securities LLC
    State Street 100%
    $1.1B
  36. 5231
    Panoramika Advisors Inc.Miami, FL · 26 clientsAsset manager
    State Street 42%
    $1.1B
  37. 5365
    East Coast Asset Management, LLCEssex, MA · 211 clientsAsset manager
    State Street 48%Fidelity 32%
    $1.0B
  38. 5405
    Kabouter Management, LLCChicago, IL · 6 clientsAsset manager
    State Street 100%
    $993M
  39. 5422
    Goodwin Capital Advisers, Inc.Hartford, CT · 1 clientsAsset managerHybridConning Asia Pacific Limited (hong Kong), Conning Asset Management LTD. (UK)
    State Street 67%PNC Capital Markets 33%
    $987M
  40. 5434
    Nuance Investments, LLCKansas City, MO · 257 clientsAsset manager
    Northern Trust 32%Fidelity 27%BNY 23%
    $984M

RIAs by state