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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 5308
    Alpha Omega Wealth Management, LLCRichmond, VA · 490 clientsWealth manager
    Schwab 100%
    $1.0B
  2. 5309
    Stanley-Laman Group LTD.Berwyn, PA · 301 clientsWealth managerHybridStanley Laman Group Securities, LLC
    Schwab 100%
    $1.0B
  3. 5312
    Pettyjohn, Wood & White, Inc.Lynchburg, VA · 586 clientsWealth managerBank-affiliatedAffiliated broker-dealerBank of the James
    Schwab 100%
    $1.0B
  4. 5316
    Soundwatch Capital, LLCDallas, TX · 1 clientsAsset manager
    Schwab 86%
    $1.0B
  5. 5318
    Greatmark Investment Partners, Inc.Columbus, GA · 433 clientsWealth manager
    Schwab 100%
    $1.0B
  6. 5319
    Zevin Asset Management, LLCBoston, MA · 768 clientsWealth manager
    Schwab 85%
    $1.0B
  7. 5323
    Asset Allocation Strategies, LLCFarmington, MI · 4,394 clientsWealth managerHybridGLP Investment Services, LLC
    Schwab 78%PCS / IPX 22%
    $1.0B
  8. 5324
    Breakwater Capital GroupParamus, NJ · 370 clientsWealth manager
    Schwab 100%
    $1.0B
  9. 5329
    Lafleur & Godfrey Private Wealth ManagementGrand Rapids, MI · 498 clientsWealth managerAffiliated broker-dealer
    Schwab 100%
    $1.0B
  10. 5330
    Sollinda Capital Management LLCMiami, FL · 1,729 clientsAsset managerHybridAndrew Rader, Christopher Jason Cowan
    Schwab 100%
    $1.0B
  11. 5332
    GFG CapitalMiami, FL · 291 clientsAsset managerHybridGFG Securities, LLC
    Pershing 46%Schwab 33%
    $1.0B
  12. 5333
    JT Stratford, LLCGainesville, GA · 1,266 clientsWealth manager
    Schwab 100%
    $1.0B
  13. 5334
    Verum Partners LLCCharlotte, NC · 405 clientsWealth manager
    Fidelity 62%Schwab 38%
    $1.0B
  14. 5336
    Teamwork Financial Advisors, LLCSan Antonio, TX · 2,485 clientsWealth manager
    Schwab 100%
    $1.0B
  15. 5337
    Jocelyn Investment Management, LLCSan Rafael, CA · 259 clientsAsset manager
    Schwab 82%
    $1.0B
  16. 5339
    Verita Strategic Wealth Partners, LLCSan Francisco, CA · 17 clientsWealth manager
    Schwab 100%
    $1.0B
  17. 5342
    Vertex PartnersDowners Grove, IL · 843 clientsWealth managerWrap sponsorHybrid
    LPL Financial 56%Schwab 44%
    $1.0B
  18. 5343
    Nasdaq Dorsey WrightRichmond, VA · 840 clientsAsset managerAffiliated broker-dealerNPM Securities, LLC, Nasdaq Capital Markets Advisory LLC
    Wells Fargo 37%
    $1.0B
  19. 5347
    Peak Asset Management, LLCLouisville, CO · 342 clientsWealth manager
    Schwab 100%
    $1.0B
  20. 5351
    Lathrop Investment Management CompanyLittle Rock, AR · 235 clientsWealth manager
    Schwab 100%
    $1.0B
  21. 5352
    Fermata AdvisorsSonoma, CA · 3,879 clientsWealth manager
    Schwab 100%
    $1.0B
  22. 5354
    Vectors Asset ManagementNew York, NY · 859 clientsAsset manager
    Schwab 60%U.S. Bank 40%
    $1.0B
  23. 5356
    The Northstar Group, Inc.New York, NY · 258 clientsWealth managerHybrid
    Pershing 86%
    $1.0B
  24. 5357
    Mirador Capital PartnersPleasanton, CA · 662 clientsWealth managerHybrid
    Schwab 100%
    $1.0B
  25. 5359
    Legacy Financial GroupDes Moines, IA · 1,452 clientsWealth managerHybrid
    Schwab 100%
    $1.0B
  26. 5362
    West Paces Advisors, Inc.Atlanta, GA · 255 clientsWealth manager
    Schwab 100%
    $1.0B
  27. 5365
    East Coast Asset Management, LLCEssex, MA · 211 clientsAsset manager
    State Street 48%Fidelity 32%
    $1.0B
  28. 5370
    Corbyn Investment Management IncLutherville, MD · 444 clientsAsset managerHybrid
    Schwab 55%Fidelity 32%
    $1.0B
  29. 5374
    Burling Wealth PartnersChicago, IL · 253 clientsWealth manager
    Schwab 100%
    $1.0B
  30. 5375
    Bluesky Wealth Advisors, LLCNew Bern, NC · 351 clientsWealth manager
    Schwab 100%
    $1.0B
  31. 5379
    Quantum Capital Management, LLCNorthfield, NJ · 133 clientsAsset manager
    Schwab 51%UMB Financial Services 49%
    $1.0B
  32. 5382
    Everest Financial GroupMinneapolis, MN · 1,940 clientsWealth managerHybrid
    Schwab 100%
    $1.0B
  33. 5383
    Oliver Luxxe Assets LLCGladstone, NJ · 471 clientsWealth managerHybrid
    Pershing 73%Schwab 27%
    $1.0B
  34. 5385
    Capsouth Wealth ManagementDothan, AL · 373 clientsAsset manager
    Schwab 51%Principal Trust 28%
    $1.0B
  35. 5386
    SeedsNew York, NY · 950 clientsWealth manager
    Fidelity 58%Schwab 42%
    $1.0B
  36. 5388
    Cohen Capital Management IncCorte Madera, CA · 110 clientsWealth manager
    Schwab 95%
    $1.0B
  37. 5395
    Daybright Advisory Services, Inc.Miami, FL · 696 clientsAsset managerAffiliated broker-dealerDaybright Securities, LLC
    Empower 54%Schwab 39%
    $997M
  38. 5396
    Passive Capital Management, LLCSyracuse, NY · 424 clientsWealth manager
    Schwab 100%
    $997M
  39. 5399
    Commonwealth Financial ServicesVienna, WV · 2,271 clientsWealth managerWrap sponsor
    Schwab 75%Fidelity 25%
    $995M
  40. 5401
    Lantz Financial LLCNaperville, IL · 669 clientsWealth manager
    Schwab 100%
    $994M

RIAs by state