Wealth manager, independent · Louisville, CO
Peak Asset Management, LLC
SEC-registered investment adviser · CRD 106944 · SEC 801-52118
At a glance
Peak Asset Management, LLC is an SEC-registered investment adviser based in Louisville, Colorado, with $1.0B in regulatory assets under management as of its Form ADV filed March 12, 2026. It reports 333 individual clients, 215 of them high-net-worth, holding an average of about $2.9 million each, and 16 employees. That ranks it 1093rd among the nation’s 5,657 independent wealth management RIAs and 25th of 177 in Colorado. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 303-926-0100peakam.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among independent wealth managers
- #1,093 of 5,657
- Rank among all SEC RIAs
- #5,347 of 17,210
- Rank in Colorado
- #25 of 177
- Individual clients
- 333
- High-net-worth clients
- 215
- Accounts
- 1,119
- Discretionary
- 99% of AUM
- Employees
- 16
- Advisory staff
- 14
- Offices
- 1
Owners and executives on its Form ADV
Custody and brokerage
Broker-dealer
No broker-dealer ties
Peak Asset Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 215 | $920M | 91% |
| Individuals | 118 | $59M | 6% |
| Charitable organizations | 9 | $27M | 3% |
| Pension and profit sharing plans | – | $4M | <1% |
| Corporations or other businesses | – | $1M | <1% |
Disciplinary disclosures
Peak Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗peakam.com ↗
AtlasMembers
The full record on Peak Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 3,510 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Colorado
All of Colorado →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Schaefer Financial Management, Inc.Centennial | $1.1B | 446 |
| Heirloom Wealth Management LLCGreenwood Village | $1.1B | 829 |
| Mattern Capital Management, LLCLakewood | $1.1B | 404 |
Background
Questions
How much does Peak Asset Management, LLC manage?
Peak Asset Management, LLC reports $1.0B in regulatory assets under management across 1,119 accounts, 99% of it on a discretionary basis, on its Form ADV filed March 12, 2026.
How many clients does Peak Asset Management, LLC have?
It reports 333 individual clients: 215 high-net-worth individuals and 118 other individuals. Individuals account for about 97% of its regulatory assets.
Where is Peak Asset Management, LLC headquartered?
Its main office is in Louisville, Colorado. It reports 1 office in total and 16 employees, 14 of whom perform investment advisory functions.
How does Peak Asset Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Peak Asset Management, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 12, 2026, it reports these amounts held: Charles Schwab ($1.0B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Peak Asset Management, LLC a hybrid RIA with a broker-dealer?
Peak Asset Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Peak Asset Management, LLC a fiduciary?
As an SEC-registered investment adviser, Peak Asset Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Peak Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →