Asset manager · Dallas, TX
Soundwatch Capital, LLC
SEC-registered investment adviser · CRD 173151 · SEC 801-80617
At a glance
Soundwatch Capital, LLC is an SEC-registered investment adviser based in Dallas, Texas, with $1.0 billion in regulatory assets under management as of its Form ADV filed May 13, 2026. Its largest client group by assets is other investment advisers. By Form ADV it is a asset manager, ranked 1,347th of 3,218 asset managers and 5,316th of 17,210 SEC-registered advisers by assets.
Main office 646-442-9655soundwatch.comAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among asset managers
- #1,347 of 3,218
- Rank among all SEC RIAs
- #5,316 of 17,210
- Rank in Texas
- #311 of 1,081
- Clients
- 1
- Accounts
- 330
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 3
Owners and executives on its Form ADV
- Maxwell R. BakerChief Compliance Officer
- Dimitris MarkopoulosManaging Member
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | – | $857M | 84% |
| Investment companies | 1 | $164M | 16% |
Disciplinary disclosures
Soundwatch Capital, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗soundwatch.com ↗
AtlasMembers
The full record on Soundwatch Capital, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 996 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Soundwatch Capital, LLC manage?
Soundwatch Capital, LLC reports $1.0 billion in regulatory assets under management across 330 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 13, 2026.
What kind of firm is Soundwatch Capital, LLC?
Soundwatch Capital, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Soundwatch Capital, LLC’s clients?
By assets, its largest client types are other investment advisers ($857 million); investment companies ($164 million, 1 clients).
Does Soundwatch Capital, LLC have any disciplinary history?
Soundwatch Capital, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Soundwatch Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →