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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 2363
    Boston Common Asset Management, LLCBoston, MA · 343 clientsAsset managerAffiliated broker-dealerAMG Distributors, Inc.
    U.S. Bank 55%Schwab 45%
    $4.2B
  2. 2367
    Cetera Planning PartnersLeawood, KS · 4,849 clientsWealth managerBank-affiliatedAffiliated broker-dealerAvantax Investment Services, Inc., Cetera Advisors LLC, clears through Pershing
    Schwab 91%
    $4.2B
  3. 2369
    Wescott Financial Advisory Group LLCPhiladelphia, PA · 787 clientsWealth manager
    Schwab 61%Fidelity Distributors Company 39%
    $4.2B
  4. 2370
    Aprio Wealth Management, LLCAtlanta, GA · 1,699 clientsWealth manager
    Schwab 82%
    $4.2B
  5. 2372
    Steelpeak Wealth, LLCLos Angeles, CA · 2,428 clientsWealth manager
    Schwab 100%
    $4.1B
  6. 2377
    Archpoint InvestorsCoral Gables, FL · 38 clientsWealth manager
    J.P. Morgan 37%Fidelity 34%Schwab 28%
    $4.1B
  7. 2378
    Northwest Asset ManagementMercer Island, WA · 2,776 clientsWealth manager
    Fidelity 63%Schwab 37%
    $4.1B
  8. 2388
    Diversify Wealth Management, LLCSouth Jordan, UT · 4,857 clientsWealth managerHybridDfpg Investments, LLC
    Schwab 57%Fidelity 43%
    $4.1B
  9. 2391
    Performance WealthHinsdale, IL · 953 clientsWealth managerWrap sponsor
    Schwab 100%
    $4.1B
  10. 2397
    Money Concepts Advisory ServicePalm Beach Gardens, FL · 17,032 clientsBroker-dealer firmHybridAbacus Investments, Inc., GWN Securities Inc., clears through Hilltop Securities
    Pershing 98%
    $4.1B
  11. 2407
    Permcap Investment OfficeCharleston, SC · 65 clientsWealth manager
    Schwab 63%Pershing 37%
    $4.0B
  12. 2414
    Azimuth Capital ManagementBloomfield Hills, MI · 404 clientsWealth managerAffiliated broker-dealer
    Schwab 55%RBC 33%
    $4.0B
  13. 2415
    New Frontier Advisors, LLCBoston, MA · 122 clientsAsset manager
    Schwab 84%
    $4.0B
  14. 2416
    Argent Capital Management LLCClayton, MO · 1,160 clientsWealth manager
    Schwab 50%Commerce Bancshares 50%
    $4.0B
  15. 2417
    Corecap AdvisorsSouthfield, MI · 9,677 clientsWealth managerHybridCorecap Investments, LLC, The Leaders Group, Inc.
    Schwab 99%
    $4.0B
  16. 2424
    Nordwand AdvisorsRadnor, PA · 67 clientsWealth manager
    Fidelity 83%
    $4.0B
  17. 2425
    Team Hewins, LLCFoster City, CA · 576 clientsWealth manager
    Schwab 85%
    $4.0B
  18. 2427
    Inspire Investing, LLCMeridian, ID · 455 clientsAsset managerHybrid
    Goldman Sachs 58%Schwab 42%
    $4.0B
  19. 2433
    Vernal Point Advisors, LLCSan Francisco, CA · 20 clientsWealth managerHybrid
    J.P. Morgan 44%Fidelity 23%
    $3.9B
  20. 2434
    Ocean Park Asset Management, LLCSanta Monica, CA · 138 clientsAsset managerHybrid
    Schwab 100%
    $3.9B
  21. 2437
    Wealthcare Capital Management LLCRichmond, VA · 5,691 clientsWealth managerHybridSammons Financial Network, LLC
    LPL Financial 50%Schwab 50%
    $3.9B
  22. 2445
    IMA Advisory Services, Inc.Denver, CO · 579 clientsAsset manager
    Pershing 74%Schwab 26%
    $3.9B
  23. 2447
    Ancora Private Wealth Advisors, LLCCleveland, OH · 4,509 clientsWealth managerHybridInverness Securities, LLC
    Fidelity 58%Schwab 42%
    $3.9B
  24. 2450
    Two West Capital Advisors LLCOverland Park, KS · 650 clientsAsset manager
    Schwab 65%Fidelity 35%
    $3.9B
  25. 2452
    Highland Capital Management, LLCMemphis, TN · 957 clientsAsset manager
    Argent Trust 33%Salem Trust 26%Schwab 23%
    $3.9B
  26. 2453
    Assuredpartners Investment AdvisorsTampa, FL · 2,159 clientsAsset managerHybridAssuredpartners Financial Services, LLC
    Fidelity 65%Schwab 35%
    $3.9B
  27. 2462
    Rubinbrown Advisors LLCSt. Louis, MO · 1,160 clientsWealth managerAffiliated broker-dealerRubinbrown Corporate Finance, LLC
    Schwab 94%
    $3.9B
  28. 2474
    Spearhead Administrative Services, LLCGreenville, DE · 28 clientsAsset managerHybrid
    Schwab 65%Fidelity 35%
    $3.8B
  29. 2481
    Henssler FinancialKennesaw, GA · 1,746 clientsWealth manager
    Schwab 100%
    $3.8B
  30. 2482
    Matter Family OfficeSt Louis, MO · 229 clientsWealth manager
    Schwab 100%
    $3.8B
  31. 2486
    Kingswood Wealth Advisors, LLCSan Diego, CA · 11,425 clientsWealth managerHybridKingswood Capital Partners, LLC
    Schwab 51%Raymond James 41%
    $3.8B
  32. 2489
    St. Germain Investment ManagementSpringfield, MA · 6,722 clientsWealth manager
    Capital Client Group 100%
    $3.8B
  33. 2497
    FAS Wealth Partners, Inc.Leawood, KS · 1,564 clientsWealth managerHybridFAS Corp.
    Schwab 62%Fidelity 38%
    $3.8B
  34. 2511
    Howland Capital Management LLCBoston, MA · 1,310 clientsWealth manager
    National Advisors Trust 66%Schwab 34%
    $3.7B
  35. 2512
    TRB Wealth Management, LLCHouston, TX · 934 clientsAsset managerHybridTRB Securities, LLC
    U.S. Bank 47%Schwab 33%
    $3.7B
  36. 2513
    Schwartz Investment Counsel IncPlymouth, MI · 32 clientsAsset managerHybrid
    Schwab 84%
    $3.7B
  37. 2514
    Ausdal Financial Partners, Inc.Davenport, IA · 16,572 clientsBroker-dealer firmHybrid
    Schwab 83%
    $3.7B
  38. 2517
    BOK Financial Private Wealth, Inc.Denver, CO · 818 clientsWealth managerBank-affiliatedHybridBOK Financial Securities, Inc., Cavanal Hill Distributors, Inc,
    Schwab 82%
    $3.7B
  39. 2520
    Popular Asset ManagementSan Juan, PR · 5 clientsAsset managerAffiliated broker-dealerPopular Securities, LLC
    J.P. Morgan 64%Northern Trust 26%
    $3.7B
  40. 2522
    Wealth ManagementNorfolk, NE · 4,751 clientsAsset manager
    Schwab 100%
    $3.7B

RIAs by state